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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
AW
176
Avion Wealth
Texas
$21K +$670 +122 +3%
HT
177
Headlands Technologies
Illinois
$20.9K -$20.8K -3,789 -50%
Deutsche Bank
178
Deutsche Bank
Germany
$20.9K
LC
179
Lindbrook Capital
California
$19K
SFC
180
Strategic Financial Concepts
Texas
$18.1K +$441K +80,360 +444%
CA
181
CoreCap Advisors
Michigan
$17.6K -$26K -4,740 -60%
GRP
182
Global Retirement Partners
California
$17.4K +$9.59K +1,746 +124%
SVCP
183
Silicon Valley Capital Partners
California
$16.7K +$16.6K +3,017 New
FCMT
184
Founders Capital Management (Texas)
Texas
$16.6K
CIBC Private Wealth Group
185
CIBC Private Wealth Group
Georgia
$16.5K
AWM
186
Avior Wealth Management
Nebraska
$14.7K +$14.6K +2,662 New
GWM
187
Geneos Wealth Management
Colorado
$12.7K
AWM
188
Activest Wealth Management
Florida
$12.7K +$12.6K +2,300 New
Northwestern Mutual Wealth Management
189
Northwestern Mutual Wealth Management
Wisconsin
$12.7K +$12.6K +2,300 New
NS
190
NBC Securities
Alabama
$12K
WBC
191
West Branch Capital
Massachusetts
$11.2K
RWMG
192
Redwood Wealth Management Group
New Jersey
$10.8K +$10.7K +1,950 New
AF
193
Advisornet Financial
Minnesota
$10.6K +$330 +60 +3%
CCMW
194
Cypress Capital Management (Wyoming)
Wyoming
$10.5K +$324 +59 +3%
CAS
195
Coppell Advisory Solutions
Texas
$9.59K +$9.52K +1,734 New
NA
196
NewEdge Advisors
Louisiana
$8.99K +$297 +54 +3%
BCMLT
197
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.98K +$280 +51 +3%
WB
198
Webster Bank
Connecticut
$8.96K
HNB
199
Huntington National Bank
Ohio
$8.46K
CHA
200
Carmichael Hill & Associates
Maryland
$8.1K

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.