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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
176
BNP Paribas Financial Markets
France
$69.7K -$49K -8,518 -42%
Citigroup
177
Citigroup
New York
$69.4K +$20.4K +3,542 +44%
AIC
178
Archer Investment Corporation
Indiana
$65.9K
CA
179
CoreCap Advisors
Michigan
$64.7K +$62.2K +10,800 New
KLCM
180
KG&L Capital Management
Louisiana
$64.4K +$553 +96 +0.9%
TYCC
181
Texas Yale Capital Corp
Florida
$62.9K -$3.74K -650 -6%
DFCM
182
Dark Forest Capital Management
Puerto Rico
$62.7K -$793K -137,802 -93%
WP
183
WealthPLAN Partners
Nebraska
$61.9K
Wealthfront Advisers
184
Wealthfront Advisers
California
$61.3K +$58.9K +10,235 New
Carson Wealth (CWM LLC)
185
Carson Wealth (CWM LLC)
Nebraska
$60K +$639 +111 +1%
MCC
186
Money Concepts Capital
Florida
$59.9K -$28.8K -5,000 -33%
S
187
SignatureFD
Georgia
$58.2K +$21.6K +3,746 +63%
Comerica Bank
188
Comerica Bank
Texas
$53.9K +$28.8K +5,000 +125%
PTC
189
Private Trust Company
Ohio
$46.3K +$15.7K +2,722 +54%
CB
190
CNB Bank
Pennsylvania
$44.9K -$1.97K -342 -4%
SOW
191
State of Wyoming
Wyoming
$41.2K +$39.6K +6,881 New
QC
192
Quent Capital
New York
$38.2K +$1.16K +201 +3%
EC
193
EntryPoint Capital
New York
$37.8K +$36.3K +6,310 New
AWM
194
AllSquare Wealth Management
New York
$35.9K
ADL
195
Asset Dedication LLC
California
$35K
NS
196
NBC Securities
Alabama
$34K
HWA
197
HHM Wealth Advisors
Tennessee
$32.2K
AFWM
198
Abich Financial Wealth Management
Virginia
$30.2K +$29K +5,040 New
FMTCOCP
199
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$30K
RIL
200
Rothschild Investment LLC
Illinois
$29.4K +$28.2K +4,900 New

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.