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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
176
Citigroup
New York
$48.6K +$48.6K +8,027 +80,270%
CB
177
CNB Bank
Pennsylvania
$47.4K +$2.07K +342 +5%
QC
178
Quent Capital
New York
$37.4K +$1.11K +183 +3%
AWM
179
AllSquare Wealth Management
New York
$36.3K – – –
S
180
SignatureFD
Georgia
$36.1K +$1.51K +249 +4%
ADL
181
Asset Dedication LLC
California
$36K – – –
NS
182
NBC Securities
Alabama
$34K +$34K +5,700 New
Citadel Advisors
183
Citadel Advisors
Florida
$33.3K +$33.3K +5,510 New
HWA
184
HHM Wealth Advisors
Tennessee
$32.5K – – –
PTC
185
Private Trust Company
Ohio
$30.3K – – –
FMTCOCP
186
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$30K – – –
FFA
187
Farther Finance Advisors
California
$24.2K – – –
Comerica Bank
188
Comerica Bank
Texas
$24.2K +$24.2K +4,000 New
BCV
189
Banque Cantonale Vaudoise
Switzerland
$24K – – –
LC
190
Lindbrook Capital
California
$23.7K +$7.14K +1,180 +43%
AW
191
Avion Wealth
Texas
$21K +$592 +99 +3%
RIA
192
Realta Investment Advisors
Delaware
$19.8K – – –
FCMT
193
Founders Capital Management (Texas)
Texas
$18.2K – – –
WB
194
Webster Bank
Connecticut
$15.9K – – –
CWA
195
Core Wealth Advisors
Florida
$14.6K +$430 +71 +3%
GWM
196
Geneos Wealth Management
Colorado
$13.9K – – –
FHA
197
First Horizon Advisors
Tennessee
$13.6K – – –
AF
198
Allworth Financial
California
$13.2K +$13K +2,148 +6,137%
WBC
199
West Branch Capital
Massachusetts
$12.2K – – –
NA
200
NewEdge Advisors
Louisiana
$11K +$103 +17 +0.9%
6 7
8
9 10