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Prospect Capital

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11%8.24% (+0.12%)

0% more funds holding

Funds holding: 234234 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
176
Carson Wealth (CWM LLC)
Nebraska
$60K +$69 +11 +0.1%
Citigroup
177
Citigroup
New York
$48.6K +$50K +8,027 +80,270%
CB
178
CNB Bank
Pennsylvania
$47.4K +$2.13K +342 +5%
QC
179
Quent Capital
New York
$37.4K +$1.14K +183 +3%
AWM
180
AllSquare Wealth Management
New York
$36.3K
S
181
SignatureFD
Georgia
$36.1K +$1.55K +249 +4%
ADL
182
Asset Dedication LLC
California
$36K
NS
183
NBC Securities
Alabama
$34K +$35.5K +5,700 New
Citadel Advisors
184
Citadel Advisors
Florida
$33.3K +$34.3K +5,510 New
HWA
185
HHM Wealth Advisors
Tennessee
$32.5K
PTC
186
Private Trust Company
Ohio
$30.3K
FMTCOCP
187
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$30K
FFA
188
Farther Finance Advisors
California
$24.2K
Comerica Bank
189
Comerica Bank
Texas
$24.2K +$24.9K +4,000 New
BCV
190
Banque Cantonale Vaudoise
Switzerland
$24K
LC
191
Lindbrook Capital
California
$23.7K +$7.36K +1,180 +43%
AW
192
Avion Wealth
Texas
$21K +$617 +99 +3%
RIA
193
Realta Investment Advisors
Delaware
$19.8K
FCMT
194
Founders Capital Management (Texas)
Texas
$18.1K
WB
195
Webster Bank
Connecticut
$15.9K
CWAF
196
Core Wealth Advisors (Florida)
Florida
$14.6K +$443 +71 +3%
GWM
197
Geneos Wealth Management
Colorado
$13.9K
FHA
198
First Horizon Advisors
Tennessee
$13.6K
AF
199
Allworth Financial
California
$13.2K +$13.4K +2,148 +6,137%
WBC
200
West Branch Capital
Massachusetts
$12.2K

PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.