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Prospect Capital

193 hedge funds and large institutions have $257M invested in Prospect Capital in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 79 increasing their positions, 49 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
-8
Holders Change %
-3.98%
% of All Funds
3.39%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
19
Increased
79
Reduced
49
Closed
27
Calls
$7.8M
Puts
$5.03M
Net Calls
+$2.77M
Net Calls Change
+$1.3M
Name Holding Trade Value Shares
Change
Shares
Change %
CFGS
176
Concourse Financial Group Securities
Alabama
$7K
RCA
177
Ranch Capital Advisors
Florida
$7K
EI
178
Ellevest Inc
New York
$7K +$157 +21 +2%
AF
179
Allworth Financial
California
$7K +$162 +22 +2%
PMFA
180
Plante Moran Financial Advisors
Michigan
$6K
PFGIA
181
Patriot Financial Group Insurance Agency
Massachusetts
$4K
GKWIM
182
Gerber Kawasaki Wealth & Investment Management
California
$3K -$14.2M -14,224 -100%
SIS
183
Sound Income Strategies
Florida
$3K
SAM
184
Strategic Asset Management
Minnesota
$3K +$3K +400 New
JFA
185
JNBA Financial Advisors
Minnesota
$3K +$3K +415 New
PFSC
186
Peoples Financial Services Corp
Pennsylvania
$2K +$30 +3 +2%
S
187
SignatureFD
Georgia
$1K -$596 -53 -37%
VCWA
188
Vanguard Capital Wealth Advisors
Colorado
$636 +$42 +5,722 +7%
Arrowstreet Capital
189
Arrowstreet Capital
Massachusetts
-$30.7M -3,656,040 Closed
SCF
190
Sante Capital Fund
Texas
-$3.39M -403,565 Closed
Marshall Wace
191
Marshall Wace
United Kingdom
-$1.64M -194,931 Closed
TSS
192
Two Sigma Securities
New York
-$493K -58,775 Closed
CSS
193
Cubist Systematic Strategies
Connecticut
-$492K -58,683 Closed
HF
194
HRT Financial
New York
-$453K -54,057 Closed
PP
195
Paloma Partners
Connecticut
-$438K -52,210 Closed
CANY
196
Caxton Associates (New York)
New York
-$400K -47,663 Closed
Millennium Management
197
Millennium Management
New York
-$388K -46,291 Closed
WA
198
Wambolt & Associates
Colorado
-$180K -21,400 Closed
YIH
199
Y-Intercept (HK)
Hong Kong
-$175K -20,911 Closed
AFAS
200
Acorn Financial Advisory Services
Virginia
-$168K -20,072 Closed