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Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EI
176
Ellevest Inc
New York
$7K +$179 +23 +3%
RCA
177
Ranch Capital Advisors
Florida
$6K – – –
FI
178
FormulaFolio Investments
Michigan
$5K +$5K +620 New
PFGIA
179
Patriot Financial Group Insurance Agency
Massachusetts
$4K – – –
QCG
180
Quadrant Capital Group
Ohio
$4K +$4K +557 New
SIS
181
Sound Income Strategies
Florida
$3.07K -$22.4K -2,925 -88%
FGAM
182
Financial Gravity Asset Management
Texas
$2.08K +$2.08K +272 New
Northwestern Mutual Wealth Management
183
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
ACM
184
Allred Capital Management
Texas
$1.92K +$1.92K +250 New
EW
185
Evoke Wealth
California
$1K – – –
RWM
186
RBA Wealth Management
California
$920 +$920 +120 New
Two Sigma Investments
187
Two Sigma Investments
New York
– -$6.13M -1,133,339 Closed
Two Sigma Advisers
188
Two Sigma Advisers
New York
– -$1.73M -320,300 Closed
D.E. Shaw & Co
189
D.E. Shaw & Co
New York
– -$1.3M -239,417 Closed
AOWM
190
Alpha Omega Wealth Management
Virginia
– -$389K -71,910 Closed
ACS
191
Archford Capital Strategies
Illinois
– -$365K -64,926 Closed
Simplex Trading
192
Simplex Trading
Illinois
– -$277K -51,208 Closed
CC
193
Cipher Capital
New York
– -$248K -45,896 Closed
ECM
194
ExodusPoint Capital Management
New York
– -$229K -42,368 Closed
VF
195
Virtu Financial
New York
– -$226K -41,728 Closed
TSS
196
Two Sigma Securities
New York
– -$206K -38,111 Closed
WAM
197
Wolverine Asset Management
Illinois
– -$185K -34,247 Closed
GCP
198
GSA Capital Partners
United Kingdom
– -$178K -32,958 Closed
CSS
199
Cubist Systematic Strategies
Connecticut
– -$166K -30,609 Closed
Wolverine Trading
200
Wolverine Trading
Illinois
– -$155K -28,293 Closed
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