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Prospect Capital
PSEC

Overview Fund Activity

205 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
205
Holders Change
-16
Holders Change %
-7.24%
% of All Funds
4.53%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M

Top Buyers

1
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$10.4M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.42M
3
VanEck Associates
VanEck Associates
New York
$9.6M
4
Victory Capital Management
Victory Capital Management
Texas
$2.21M
5
LSV Asset Management
LSV Asset Management
Illinois
$27.2M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$9.21M
2
Man Group
Man Group
United Kingdom
$0
3
UBS Group
UBS Group
Switzerland
$2.09M
4
IAA
Independent Advisor Alliance
North Carolina
$219K
5
SCM
Scopia Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FHA
176
Flagship Harbor Advisors
Massachusetts
$7K -$14.3K -3,164 -67%
CWA
177
Core Wealth Advisors
Florida
$7K – – –
DWM
178
Darwin Wealth Management
Florida
$7K +$7K +1,800 New
SF
179
Synovus Financial
Georgia
$6K – – –
SFA
180
Semmax Financial Advisors
North Carolina
$6K – – –
HNB
181
Huntington National Bank
Ohio
$6K +$4K +1,000 +200%
LC
182
Lindbrook Capital
California
$6K +$6K +1,456 New
AA
183
Advisory Alpha
Michigan
$5.42K +$5.42K +1,356 New
RCA
184
Ranch Capital Advisors
Florida
$5K -$2.06K -501 -29%
BNP Paribas Financial Markets
185
BNP Paribas Financial Markets
France
$4.5K – – –
GCM
186
Gables Capital Management
Florida
$4K – – –
SCA
187
Stonebridge Capital Advisors
Minnesota
$4K – – –
EWM
188
Edge Wealth Management
New York
$4K – – –
WAP
189
Wealthcare Advisory Partners
Pennsylvania
$4K – – –
Fifth Third Bancorp
190
Fifth Third Bancorp
Ohio
$4K +$800 +200 +25%
DAM
191
Delta Asset Management
Tennessee
$4K +$4K +1,000 New
PP
192
PrairieView Partners
Minnesota
$4K +$4K +1,000 New
CAC
193
Certified Advisory Corp
Florida
$3K – – –
EI
194
Ellevest Inc
New York
$3K +$34 +9 +1%
TCOV
195
Trust Company of Vermont
Vermont
$2K – – –
PNC Financial Services Group
196
PNC Financial Services Group
Pennsylvania
$2K – – –
WAS
197
Winch Advisory Services
Wisconsin
$2K +$59 +14 +3%
FP
198
Financial Perspectives
Minnesota
$1.23K +$1.23K +290 New
Northwestern Mutual Wealth Management
199
Northwestern Mutual Wealth Management
Wisconsin
$1K – – –
EW
200
Evoke Wealth
California
$565 +$565 +131 New
6 7
8
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