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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
Muzinich & Co
New York
$19M
4
Allianz Asset Management
Allianz Asset Management
Germany
$8.82M
5
USAA
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AIC
176
Ameritas Investment Company
Nebraska
$13K +$13K +2,015 New
SFA
177
Semmax Financial Advisors
North Carolina
$10K – – –
SF
178
Synovus Financial
Georgia
$10K – – –
KTC
179
Kistler-Tiffany Companies
Pennsylvania
$9K – – –
BC
180
Barnett & Company
Tennessee
$9K – – –
PO
181
Private Ocean
California
$9K +$9K +1,346 New
GCM
182
Gables Capital Management
Florida
$7K – – –
SCA
183
Stonebridge Capital Advisors
Minnesota
$7K – – –
WAP
184
Wealthcare Advisory Partners
Pennsylvania
$7K – – –
LC
185
Lindbrook Capital
California
$7K +$189 +30 +3%
RIA
186
Realta Investment Advisors
Delaware
$7K +$7K +1,046 New
BNP Paribas Financial Markets
187
BNP Paribas Financial Markets
France
$6.97K – – –
EWM
188
Edge Wealth Management
New York
$6K – – –
TC
189
Truvestments Capital
Florida
$6K – – –
Fifth Third Bancorp
190
Fifth Third Bancorp
Ohio
$5K – – –
EI
191
Ellevest Inc
New York
$5K – – –
CIAS
192
Capital Investment Advisory Services
North Carolina
$4K – – –
CAC
193
Certified Advisory Corp
Florida
$4K – – –
PNC Financial Services Group
194
PNC Financial Services Group
Pennsylvania
$3K -$15K -2,000 -83%
HNB
195
Huntington National Bank
Ohio
$3K – – –
PA
196
Parallel Advisors
California
$3K – – –
PFGIA
197
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
TCOV
198
Trust Company of Vermont
Vermont
$3K – – –
WAS
199
Winch Advisory Services
Wisconsin
$3K +$80 +12 +3%
SQA
200
Simon Quick Advisors
New Jersey
$2K +$50 +8 +3%
6 7
8
9 10