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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $300M invested in Prospect Capital in 2019 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
-8
Holders Change %
-3.62%
% of All Funds
4.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
28
Increased
63
Reduced
66
Closed
33
Calls
$1.68M
Puts
$20.1M
Net Calls
-$18.4M
Net Calls Change
-$3.64M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$18.9M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$6.15M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$9.33M
4
VEA
4
Virtus ETF Advisers
New York
$4.43M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$10.5M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$22M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.8M
3
MC
3
Muzinich & Co
New York
$22.7M
4
PAM
4
PVG Asset Management
Colorado
$766K
5
QOP
5
Quinn Opportunity Partners
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
176
Executive Wealth Management
Michigan
$18K – – –
NFG
177
Next Financial Group
Texas
$18K +$9.69K +1,462 +116%
PNC Financial Services Group
178
PNC Financial Services Group
Pennsylvania
$16K -$9.54K -1,431 -37%
GSWM
179
Golden State Wealth Management
California
$15K – – –
FHA
180
First Horizon Advisors
Tennessee
$15K +$1.67K +250 +13%
QT
181
Quantbot Technologies
New York
$15K +$15K +2,319 New
FANJ
182
Financial Architects (New Jersey)
New Jersey
$13K – – –
SF
183
Synovus Financial
Georgia
$10K -$26.4K -4,000 -73%
SFA
184
Semmax Financial Advisors
North Carolina
$10K – – –
PRC
185
Pearl River Capital
Michigan
$10K +$10K +1,600 New
KTC
186
Kistler-Tiffany Companies
Pennsylvania
$9K – – –
BC
187
Barnett & Company
Tennessee
$8K – – –
EWM
188
Edge Wealth Management
New York
$7K – – –
WAP
189
Wealthcare Advisory Partners
Pennsylvania
$7K – – –
GCM
190
Gables Capital Management
Florida
$7K – – –
LC
191
Lindbrook Capital
California
$7K +$187 +29 +3%
SCA
192
Stonebridge Capital Advisors
Minnesota
$7K +$7K +1,000 New
BNP Paribas Financial Markets
193
BNP Paribas Financial Markets
France
$6.91K – – –
TC
194
Truvestments Capital
Florida
$6K – – –
EI
195
Ellevest Inc
New York
$5K -$22.3K -3,468 -82%
Fifth Third Bancorp
196
Fifth Third Bancorp
Ohio
$5K – – –
1IA
197
1834 Investment Advisors
Wisconsin
$5K – – –
CIAS
198
Capital Investment Advisory Services
North Carolina
$4K – – –
CAC
199
Certified Advisory Corp
Florida
$4K – – –
WAS
200
Winch Advisory Services
Wisconsin
$3K -$588 -86 -16%
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8
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