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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.02%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
$11.2M
2
AP
AHL Partners
United Kingdom
$10.3M
3
QOP
Quinn Opportunity Partners
Virginia
$4.51M
4
Allianz Asset Management
Allianz Asset Management
Germany
$6.55M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.04M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$16.4M
2
MC
Muzinich & Co
New York
$51.3M
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$2.7M
4
UBS Group
UBS Group
Switzerland
$8.9M
5
Morgan Stanley
Morgan Stanley
New York
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
LCM
176
Liberty Capital Management
Michigan
$33K – – –
WB
177
Webster Bank
Connecticut
$32K – – –
APA
178
American Portfolios Advisors
New York
$29.7K +$29.7K +4,400 New
RFA
179
Reilly Financial Advisors
California
$26K -$19.6K -2,900 -43%
AF
180
Advisornet Financial
Minnesota
$18K +$18K +2,735 New
PGWM
181
Parisi Gray Wealth Management
New Jersey
$17K +$17K +2,400 New
CA
182
Calton & Associates
Florida
$17K +$17K +2,500 New
JCM
183
Jacobi Capital Management
Pennsylvania
$16K – – –
IBOK
184
Independence Bank of Kentucky
Kentucky
$13K +$13K +1,875 New
WAP
185
Wealthcare Advisory Partners
Pennsylvania
$12K -$24.2K -3,530 -67%
GRP
186
Global Retirement Partners
California
$10K -$13.6K -2,024 -58%
SBL
187
Sargent Bickham Lagudis
Colorado
$10K -$6.67K -1,000 -40%
FHA
188
First Horizon Advisors
Tennessee
$10K +$3.33K +500 +50%
LYV
189
Live Your Vision
Pennsylvania
$9K +$305 +47 +4%
1IA
190
1834 Investment Advisors
Wisconsin
$9K +$9K +1,389 New
NC
191
NewSquare Capital
Pennsylvania
$8K – – –
PG
192
Patten Group
Tennessee
$8K +$8K +1,200 New
MWM
193
MinichMacGregor Wealth Management
New York
$7K -$23.3K -3,829 -77%
VIA
194
Vantage Investment Advisors
Pennsylvania
$7K +$178 +27 +3%
CIBC Private Wealth Group
195
CIBC Private Wealth Group
Georgia
$7K +$7K +1,000 New
AssetMark Inc
196
AssetMark Inc
California
$7K +$7K +1,000 New
SWM
197
SeaCrest Wealth Management
New York
$7K +$7K +1,000 New
BCM
198
Brasada Capital Management
Texas
$7K +$7K +1,000 New
CAC
199
Certified Advisory Corp
Florida
$7K +$7K +1,045 New
GT
200
Glenmede Trust
Pennsylvania
$6K -$97 -15 -2%
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