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Prospect Capital
PSEC

Overview Fund Activity

210 hedge funds and large institutions have $380M invested in Prospect Capital in 2017 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 74 reducing their positions, and 29 closing their positions.

Holders
210
Holders Change
-3
Holders Change %
-1.41%
% of All Funds
5.24%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
29
Increased
72
Reduced
74
Closed
29
Calls
$18.7M
Puts
$51.1M
Net Calls
-$32.4M
Net Calls Change
+$14.9M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$16.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.1M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$11.2M
4
PMLI
4
Penn Mutual Life Insurance
Pennsylvania
$3.99M
5
AM
5
Ares Management
California
$2.86M

Top Sellers

1
PAM
1
Panagora Asset Management
Massachusetts
$0
2
MC
2
Muzinich & Co
New York
$62.6M
3
BC
3
Barnett & Company
Tennessee
$0
4
BCM
4
Beck Capital Management
Texas
$0
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$12.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
FANJ
176
Financial Architects (New Jersey)
New Jersey
$44K -$8.77K -1,303 -17%
ST
177
Smithfield Trust
Pennsylvania
$41K – – –
CPIG
178
Chicago Partners Investment Group
Illinois
$36K +$25.9K +3,870 +258%
WAP
179
Wealthcare Advisory Partners
Pennsylvania
$35K +$35K +5,280 New
MWM
180
MinichMacGregor Wealth Management
New York
$33K +$544 +82 +2%
NFG
181
Next Financial Group
Texas
$32K -$29.8K -4,749 -48%
WB
182
Webster Bank
Connecticut
$32K – – –
PCM
183
Penserra Capital Management
California
$31K -$4.88K -742 -14%
LCM
184
Liberty Capital Management
Michigan
$31K – – –
GRP
185
Global Retirement Partners
California
$24K -$14.1K -2,070 -37%
TRCT
186
Tower Research Capital (TRC)
New York
$23K +$23K +3,483 New
NSIM
187
North Star Investment Management
Illinois
$20K -$10K -1,500 -33%
CG
188
Cutler Group
California
$19K -$8.66K -1,300 -31%
SBL
189
Sargent Bickham Lagudis
Colorado
$17K +$6.8K +1,000 +67%
JCM
190
Jacobi Capital Management
Pennsylvania
$16K – – –
Bessemer Group
191
Bessemer Group
New Jersey
$15K – – –
SEI Investments
192
SEI Investments
Pennsylvania
$14K +$27 +4 +0.2%
BNP Paribas Financial Markets
193
BNP Paribas Financial Markets
France
$12.3K +$1.59K +237 +15%
LYV
194
Live Your Vision
Pennsylvania
$9K +$215 +32 +2%
NC
195
NewSquare Capital
Pennsylvania
$8K – – –
MI
196
Markston International
New York
$8K – – –
SIC
197
Salem Investment Counselors
North Carolina
$7K -$86.1K -12,300 -92%
EWM
198
Edge Wealth Management
New York
$7K – – –
FHA
199
First Horizon Advisors
Tennessee
$7K – – –
VIA
200
Vantage Investment Advisors
Pennsylvania
$7K +$237 +35 +4%
6 7
8
9 10