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Prospect Capital

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

23% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 62

3% more capital invested

Capital invested by funds: $302M → $311M (+$9.54M)

6% less funds holding

Funds holding: 217204 (-13)

39% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 28

85% less call options, than puts

Call options by funds: $8.09M | Put options by funds: $54.8M

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M
Name Holding Trade Value Shares
Change
Change in
Stake
WRM
176
Westport Resources Management
Connecticut
$35K
NSIM
177
North Star Investment Management
Illinois
$35K +$22.6K +3,000 +200%
CPIG
178
Chicago Partners Investment Group
Illinois
$30K
GXMC
179
Global X Management Company
New York
$30K +$9.72K +1,290 +52%
PCM
180
Penserra Capital Management
California
$28K
Fifth Third Bancorp
181
Fifth Third Bancorp
Ohio
$23K -$46.7K -6,200 -67%
NIT
182
NumerixS Investment Technologies
British Columbia, Canada
$21K +$20.3K +2,700 New
AIM
183
Advantage Investment Management
Iowa
$20K +$13.5K +1,794 +254%
JCM
184
Jacobi Capital Management
Pennsylvania
$19K +$18.1K +2,400 New
DOA
185
D'Orazio & Associates
Virginia
$18K -$18.1K -2,400 -51%
PMFA
186
Plante Moran Financial Advisors
Michigan
$16K
RFA
187
Reilly Financial Advisors
California
$14K
MI
188
Markston International
New York
$13K
BNP Paribas Financial Markets
189
BNP Paribas Financial Markets
France
$12.5K -$75.3K -10,000 -86%
GI
190
Gradient Investments
Minnesota
$9K +$1.39K +185 +19%
EWM
191
Edge Wealth Management
New York
$8K
FHA
192
First Horizon Advisors
Tennessee
$8K
IWMPD
193
Integrated Wealth Management (Palm Desert)
California
$8K
BIG
194
Bellwether Investment Group
Tennessee
$8K +$7.45K +989 New
SCM
195
Southport Capital Management
Tennessee
$8K +$7.53K +1,000 New
GT
196
Glenmede Trust
Pennsylvania
$7K -$9.79K -1,300 -57%
AF
197
Allworth Financial
California
$6K
WP
198
WealthPLAN Partners
Nebraska
$5.83K +$26.3K +3,486 New
TCOV
199
Trust Company of Vermont
Vermont
$4K
WAS
200
Winch Advisory Services
Wisconsin
$4K

PSEC Hedge Fund Activity: Q2 2016 in Review

204 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2016, worth a combined $311M — up 3.2% from $302M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 17 opened new positions — a net loss of 11 holders — while 62 trimmed existing stakes and 76 added.

The largest buyer was Bank of Montreal, adding an estimated $5.41M. The largest seller was UBS Group, cutting an estimated $11.4M.

  • 204 institutional investors held Prospect Capital (PSEC) as of Q2 2016, down from 217 in Q1 2016.
  • Funds reported $311M of Prospect Capital stock for Q2 2016, up 3.2% quarter-over-quarter.
  • 17 funds opened new Prospect Capital positions in Q2 2016 and 28 closed out, a net change of -11 holders.
  • The largest Prospect Capital buyer in Q2 2016 was Bank of Montreal, an estimated $5.41M added.
  • The largest Prospect Capital seller in Q2 2016 was UBS Group, an estimated $11.4M sold.

Based on aggregated 13F filings for Q2 2016.