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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
151
Janney Montgomery Scott
Pennsylvania
$67K -$63.6K -11,993 -49%
CCB
152
Cutter & Co Brokerage
Missouri
$66.7K +$1.95K +368 +3%
MGIA
153
Moneta Group Investment Advisors
Missouri
$65.5K -$3.71K -700 -5%
GAA
154
Global Assets Advisory
Florida
$64K +$63.6K +11,992 New
AWA
155
Arkadios Wealth Advisors
Georgia
$63.7K -$58.5K -11,024 -48%
ACM
156
Aquatic Capital Management
Illinois
$63.1K +$62.6K +11,800 New
MCM
157
MAI Capital Management
Ohio
$63.1K
FFA
158
Farther Finance Advisors
California
$61.6K
LNWTC
159
Laird Norton Wetherby Trust Company
Washington
$57.8K +$56.7K +10,684 New
P
160
&Partners
Tennessee
$56.7K +$56.2K +10,596 New
TCM
161
Traynor Capital Management
Pennsylvania
$56.5K -$20.1K -3,781 -26%
KLCM
162
KG&L Capital Management
Louisiana
$56.1K +$615 +116 +1%
MSR
163
Main Street Research
Connecticut
$55.2K +$54.2K +10,207 New
SG
164
StoneX Group
New York
$54.6K +$54K +10,186 New
NRD
165
Nebula Research & Development
New York
$54.1K +$53.7K +10,118 New
NAS
166
NWF Advisory Services
California
$54K
PA
167
Parallel Advisors
California
$53.5K -$13K -2,444 -20%
PTC
168
Private Trust Company
Ohio
$44.9K
CB
169
CNB Bank
Pennsylvania
$40.1K
SPIA
170
Steward Partners Investment Advisory
New York
$37.6K -$29.6K -5,580 -44%
Jones Financial Companies
171
Jones Financial Companies
Missouri
$32.4K +$29.9K +5,633 +1,219%
S
172
SignatureFD
Georgia
$31.6K -$8.31K -1,566 -21%
ADL
173
Asset Dedication LLC
California
$31.5K
HWA
174
HHM Wealth Advisors
Tennessee
$28.7K -$1.59K -300 -5%
Optiver Holding
175
Optiver Holding
Netherlands
$28.4K +$28.2K +5,311 New

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.