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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
PA
151
Parallel Advisors
California
$68.8K -$3.7K -673 -5%
LA
152
LVW Advisors
New York
$68.3K +$297 +54 +0.4%
CCB
153
Cutter & Co Brokerage
Missouri
$66.9K +$2.22K +405 +3%
DA
154
Detalus Advisors
Missouri
$66.4K
MCM
155
MAI Capital Management
Ohio
$65.2K
Corient Private Wealth
156
Corient Private Wealth
Florida
$64.9K -$5.09K -927 -7%
FFA
157
Farther Finance Advisors
California
$63.2K +$63.3K +11,520 New
WS
158
Wedbush Securities
California
$61K -$5.49K -1,000 -8%
CAPTRUST Financial Advisors
159
CAPTRUST Financial Advisors
North Carolina
$58.4K +$58K +10,561 New
KLCM
160
KG&L Capital Management
Louisiana
$57.3K -$901 -164 -2%
BHCM
161
Brevan Howard Capital Management
Jersey
$56.9K +$56.5K +10,288 New
NAS
162
NWF Advisory Services
California
$55.9K -$25.8K -4,700 -32%
MCC
163
Money Concepts Capital
Florida
$55.3K
Carson Wealth (CWM LLC)
164
Carson Wealth (CWM LLC)
Nebraska
$53K -$2.22K -405 -4%
PTC
165
Private Trust Company
Ohio
$46.5K
CFM
166
Catalyst Funds Management
Australia
$46.5K +$46.1K +8,400 New
CB
167
CNB Bank
Pennsylvania
$41.5K
S
168
SignatureFD
Georgia
$41.4K -$8.76K -1,595 -18%
AWM
169
AllSquare Wealth Management
New York
$33.2K
ADL
170
Asset Dedication LLC
California
$32.5K
TRCT
171
Tower Research Capital (TRC)
New York
$31.5K -$42.5K -7,732 -58%
HWA
172
HHM Wealth Advisors
Tennessee
$31.4K +$1.65K +300 +6%
AIC
173
Archer Investment Corporation
Indiana
$27.6K
RIL
174
Rothschild Investment LLC
Illinois
$27.1K
BCV
175
Banque Cantonale Vaudoise
Switzerland
$22K

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.