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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $226M invested in Prospect Capital in 2023 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 93 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
-16
Holders Change %
-6.45%
% of All Funds
3.66%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
22
Increased
93
Reduced
54
Closed
37
Calls
$8.72M
Puts
$24.8M
Net Calls
-$16.1M
Net Calls Change
-$14.9M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$28M
2
PWS
2
Paragon Wealth Strategies
Florida
$3.65M
3
Qube Research & Technologies (QRT)
3
Qube Research & Technologies (QRT)
United Kingdom
$2.25M
4
CSS
4
Cubist Systematic Strategies
Connecticut
$1.97M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$18.3M

Top Sellers

1
SAMU
1
SONA Asset Management (US)
New York
$0
2
NAM
2
Nissay Asset Management
Japan
$0
3
BlackRock
3
BlackRock
New York
$10.1M
4
LPL Financial
4
LPL Financial
California
$5.33M
5
AAM
5
Advisors Asset Management
Colorado
$3.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
151
Envestnet Asset Management
Illinois
$77.9K -$53.1K -8,565 -41%
LA
152
LVW Advisors
New York
$75.3K +$174 +28 +0.2%
Two Sigma Investments
153
Two Sigma Investments
New York
$74.4K +$11K +1,782 +17%
SWM
154
Silverlake Wealth Management
Vermont
$74.2K +$781 +126 +1%
PA
155
PFG Advisors
Arizona
$74.2K -$14.4K -2,322 -16%
SA
156
SFI Advisors
New Jersey
$73.3K – – –
WS
157
Wedbush Securities
California
$69K -$26.4K -4,249 -28%
AIC
158
Archer Investment Corporation
Indiana
$68.2K – – –
KLCM
159
KG&L Capital Management
Louisiana
$65.7K +$546 +88 +0.8%
Lido Advisors
160
Lido Advisors
California
$65.7K +$186 +30 +0.3%
TYCC
161
Texas Yale Capital Corp
Florida
$65.1K – – –
BP
162
BBR Partners
New York
$64.3K +$64.3K +10,374 New
AA
163
AlphaQ Advisors
Florida
$63.4K +$6 +1 +0%
Koshinski Asset Management
164
Koshinski Asset Management
Illinois
$63.3K -$49.8K -8,025 -44%
CWA
165
Clarity Wealth Advisors
California
$62.5K +$62.5K +10,076 New
CAWM
166
Capital Advisors Wealth Management
Washington
$62K -$21.7K -3,500 -26%
CPP
167
Capasso Planning Partners
South Carolina
$62K – – –
SRC
168
Shufro Rose & Co
New York
$62K – – –
Carson Wealth (CWM LLC)
169
Carson Wealth (CWM LLC)
Nebraska
$61K -$4.27K -690 -7%
Bank Julius Baer & Co
170
Bank Julius Baer & Co
Switzerland
$61K +$61K +9,816 New
WP
171
WealthPLAN Partners
Nebraska
$51.6K +$42.4K +6,839 +459%
CB
172
CNB Bank
Pennsylvania
$46.5K – – –
GRP
173
Global Retirement Partners
California
$39.4K +$521 +84 +1%
AWM
174
AllSquare Wealth Management
New York
$37.4K – – –
QC
175
Quent Capital
New York
$37.2K +$1.07K +173 +3%
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7
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