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Prospect Capital

227 hedge funds and large institutions have $254M invested in Prospect Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 74 increasing their positions, 55 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
+34
Holders Change %
+17.62%
% of All Funds
3.51%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
49
Increased
74
Reduced
55
Closed
14
Calls
$7.56M
Puts
$2.88M
Net Calls
+$4.68M
Net Calls Change
+$1.91M
Name Holding Trade Value Shares
Change
Shares
Change %
IWM
151
IHT Wealth Management
Illinois
$90K -$2.81K -335 -3%
Lido Advisors
152
Lido Advisors
California
$89K -$3.51K -419 -4%
MMPW
153
Mitchell McLeod Pugh & Williams
Alabama
$89K +$89K +10,628 New
KIA
154
KCM Investment Advisors
California
$87K
Envestnet Asset Management
155
Envestnet Asset Management
Illinois
$87K +$87K +10,314 New
DTL
156
Dynamic Technology Lab
Singapore
$85K -$76.6K -9,112 -47%
CCP
157
Carmel Capital Partners
California
$85K +$85K +10,100 New
SRC
158
Shufro Rose & Co
New York
$84K -$31.9K -3,800 -28%
JMF
159
Johnson Midwest Financial
Iowa
$84K
KCM
160
Karp Capital Management
California
$84K +$84K +10,000 New
Marshall Wace
161
Marshall Wace
United Kingdom
$82K +$82K +9,838 New
RFA
162
Reilly Financial Advisors
California
$67K
FHA
163
First Horizon Advisors
Tennessee
$66K +$1.04K +125 +2%
AWM
164
AllSquare Wealth Management
New York
$50K
ADL
165
Asset Dedication LLC
California
$49K
NFG
166
Next Financial Group
Texas
$44K +$26.9K +3,217 +158%
AWMS
167
Advocacy Wealth Management Services
Georgia
$43K
AIC
168
Archer Investment Corporation
Indiana
$42.1K
BCV
169
Banque Cantonale Vaudoise
Switzerland
$34K
Simplex Trading
170
Simplex Trading
Illinois
$33K +$33K +3,944 New
UB
171
UMB Bank
Missouri
$31K +$31K +3,627 New
CA
172
CoreCap Advisors
Michigan
$31K +$31K +3,683 New
PA
173
Parallel Advisors
California
$29K +$6.76K +812 +30%
Northwestern Mutual Wealth Management
174
Northwestern Mutual Wealth Management
Wisconsin
$27K -$1.67K -201 -6%
TWA
175
TCI Wealth Advisors
Arizona
$27K +$565 +68 +2%