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Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CHA
151
Carmichael Hill & Associates
Maryland
$30K – – –
SFS
152
Sowell Financial Services
Arkansas
$27K -$397K -48,814 -94%
JCM
153
Jacobi Capital Management
Pennsylvania
$27K -$8 -1 -0%
AIC
154
Archer Investment Corporation
Indiana
$23K – – –
FCMT
155
Founders Capital Management (Texas)
Texas
$23K – – –
SWM
156
Selective Wealth Management
Virginia
$23K – – –
TWA
157
TCI Wealth Advisors
Arizona
$23K +$23K +3,047 New
AF
158
Advisornet Financial
Minnesota
$21K -$7.17K -915 -25%
WB
159
Webster Bank
Connecticut
$20K -$2.9K -380 -13%
PA
160
Parallel Advisors
California
$20K – – –
PI
161
PEAK6 Investments
Illinois
$19K +$19K +2,467 New
GAM
162
Gemmer Asset Management
California
$18K – – –
CWA
163
Core Wealth Advisors
Florida
$14K +$373 +50 +3%
NFG
164
Next Financial Group
Texas
$13K -$3.35K -424 -20%
LC
165
Lindbrook Capital
California
$13K – – –
HNB
166
Huntington National Bank
Ohio
$12K – – –
SFA
167
Semmax Financial Advisors
North Carolina
$11K – – –
BCV
168
Banque Cantonale Vaudoise
Switzerland
$10K – – –
KTC
169
Kistler-Tiffany Companies
Pennsylvania
$10K – – –
CFGS
170
Concourse Financial Group Securities
Alabama
$9K -$2.01K -249 -18%
BNP Paribas Financial Markets
171
BNP Paribas Financial Markets
France
$8.12K – – –
Fifth Third Bancorp
172
Fifth Third Bancorp
Ohio
$8K -$11.9K -1,493 -60%
GCM
173
Gables Capital Management
Florida
$8K – – –
PP
174
PrairieView Partners
Minnesota
$8K – – –
MAM
175
McCarthy Asset Management
California
$8K +$196 +25 +3%
5 6
7
8 9