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Prospect Capital

206 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3.42% less ownership

Funds ownership: 14.8%11.38% (-3.4%)

7% less funds holding

Funds holding: 221206 (-15)

24% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 38

24% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 78

49% less capital invested

Capital invested by funds: $350M → $177M (-$173M)

55% less call options, than puts

Call options by funds: $2.54M | Put options by funds: $5.59M

Holders
206
Holders Change
-15
Holders Change %
-6.79%
% of All Funds
4.54%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
151
AllSquare Wealth Management
New York
$26K
JCM
152
Jacobi Capital Management
Pennsylvania
$25K +$11.8K +2,000 +51%
SMFS
153
Squar Milner Financial Services
California
$23K
HI
154
Hoey Investments
Pennsylvania
$23K +$31.4K +5,324 New
WEC
155
Winslow Evans & Crocker
Massachusetts
$22K
APA
156
American Portfolios Advisors
New York
$20.5K -$21.6K -3,657 -43%
AWMS
157
Advocacy Wealth Management Services
Georgia
$20K
CFD
158
Creative Financial Designs
Indiana
$19K -$8.86K -1,500 -25%
Fidelity Investments
159
Fidelity Investments
Massachusetts
$19K +$26.3K +4,451 +89,020%
CHA
160
Carmichael Hill & Associates
Maryland
$17K
SIS
161
Sound Income Strategies
Florida
$17K +$6.5K +1,100 +38%
AF
162
Advisornet Financial
Minnesota
$14K -$774 -131 -4%
HB
163
Horizon Bancorp
Indiana
$14K
WB
164
Webster Bank
Connecticut
$14K
FCMT
165
Founders Capital Management (Texas)
Texas
$13K
SWM
166
Selective Wealth Management
Virginia
$13K
WT
167
Washington Trust
Rhode Island
$13K +$17.7K +3,000 New
TPWA
168
TRUE Private Wealth Advisors
Oregon
$12K
FHA
169
First Horizon Advisors
Tennessee
$10K
GSWM
170
Golden State Wealth Management
California
$10K +$14.5K +2,450 New
NFG
171
Next Financial Group
Texas
$9K -$11.8K -2,000 -48%
KTC
172
Kistler-Tiffany Companies
Pennsylvania
$9K
AIC
173
Ameritas Investment Company
Nebraska
$9K +$372 +63 +3%
OPS
174
Orion Portfolio Solutions
Nebraska
$9K +$11.1K +1,886 +869%
NIT
175
NumerixS Investment Technologies
British Columbia, Canada
$9K +$13K +2,200 New

PSEC Hedge Fund Activity: Q1 2020 in Review

206 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2020, worth a combined $177M — down 49% from $350M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of PSEC and 29 opened new positions — a net loss of 9 holders — while 78 trimmed existing stakes and 59 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $14.5M. The largest seller was Arrowstreet Capital, cutting an estimated $20.5M.

  • 206 institutional investors held Prospect Capital (PSEC) as of Q1 2020, down from 221 in Q4 2019.
  • Funds reported $177M of Prospect Capital stock for Q1 2020, down 49% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2020 and 38 closed out, a net change of -9 holders.
  • The largest Prospect Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $14.5M added.
  • The largest Prospect Capital seller in Q1 2020 was Arrowstreet Capital, an estimated $20.5M sold.

Based on aggregated 13F filings for Q1 2020.