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Prospect Capital
PSEC

Overview Fund Activity

205 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
205
Holders Change
-16
Holders Change %
-7.24%
% of All Funds
4.53%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M

Top Buyers

1
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$10.4M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.42M
3
VanEck Associates
VanEck Associates
New York
$9.6M
4
Victory Capital Management
Victory Capital Management
Texas
$2.21M
5
LSV Asset Management
LSV Asset Management
Illinois
$27.2M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$9.21M
2
Man Group
Man Group
United Kingdom
$0
3
UBS Group
UBS Group
Switzerland
$2.09M
4
IAA
Independent Advisor Alliance
North Carolina
$219K
5
SCM
Scopia Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JCM
151
Jacobi Capital Management
Pennsylvania
$25K +$8.48K +2,000 +51%
SMFS
152
Squar Milner Financial Services
California
$23K – – –
HI
153
Hoey Investments
Pennsylvania
$23K +$23K +5,324 New
WEC
154
Winslow Evans & Crocker
Massachusetts
$22K – – –
APA
155
American Portfolios Advisors
New York
$20.5K -$15.5K -3,657 -43%
AWMS
156
Advocacy Wealth Management Services
Georgia
$20K – – –
CFD
157
Creative Financial Designs
Indiana
$19K -$6.33K -1,500 -25%
Fidelity Investments
158
Fidelity Investments
Massachusetts
$19K +$19K +4,451 +89,020%
CHA
159
Carmichael Hill & Associates
Maryland
$17K – – –
SIS
160
Sound Income Strategies
Florida
$17K +$4.65K +1,100 +38%
AF
161
Advisornet Financial
Minnesota
$14K -$567 -131 -4%
WB
162
Webster Bank
Connecticut
$14K – – –
HB
163
Horizon Bancorp
Indiana
$14K – – –
SWM
164
Selective Wealth Management
Virginia
$13K – – –
FCMT
165
Founders Capital Management (Texas)
Texas
$13K – – –
WT
166
Washington Trust
Rhode Island
$13K +$13K +3,000 New
TPWA
167
TRUE Private Wealth Advisors
Oregon
$12K – – –
FHA
168
First Horizon Advisors
Tennessee
$10K – – –
GSWM
169
Golden State Wealth Management
California
$10K +$10K +2,450 New
NFG
170
Next Financial Group
Texas
$9K -$8.21K -2,000 -48%
KTC
171
Kistler-Tiffany Companies
Pennsylvania
$9K – – –
AIC
172
Ameritas Investment Company
Nebraska
$9K +$266 +63 +3%
OPS
173
Orion Portfolio Solutions
Nebraska
$9K +$8.07K +1,886 +869%
NIT
174
NumerixS Investment Technologies
British Columbia, Canada
$9K +$9K +2,200 New
PA
175
Parallel Advisors
California
$8K +$5.99K +1,525 +298%
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7
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