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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
2
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
4
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
3
Muzinich & Co
New York
$19M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$8.82M
5
USAA
5
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FNBOO
151
First National Bank of Omaha
Nebraska
$66K +$66K +10,000 New
SPIA
152
Steward Partners Investment Advisory
New York
$65K +$1.16K +176 +2%
APA
153
American Portfolios Advisors
New York
$46.2K – – –
AIP
154
Ameritas Investment Partners
Nebraska
$45K +$45K +6,919 New
SIS
155
Sound Income Strategies
Florida
$43K -$10.7K -1,644 -20%
CFGS
156
Concourse Financial Group Securities
Alabama
$41K -$36.8K -5,515 -47%
ST
157
Smithfield Trust
Pennsylvania
$41K +$722 +110 +2%
RFA
158
Reilly Financial Advisors
California
$40K -$5K -750 -11%
AWM
159
AllSquare Wealth Management
New York
$40K – – –
AWMS
160
Advocacy Wealth Management Services
Georgia
$34K – – –
WEC
161
Winslow Evans & Crocker
Massachusetts
$34K – – –
Marshall Wace
162
Marshall Wace
United Kingdom
$32K -$1.89M -289,870 -98%
FHA
163
Flagship Harbor Advisors
Massachusetts
$32K -$6.06K -937 -16%
WB
164
Webster Bank
Connecticut
$32K – – –
Northwestern Mutual Wealth Management
165
Northwestern Mutual Wealth Management
Wisconsin
$28K – – –
JCM
166
Jacobi Capital Management
Pennsylvania
$26K – – –
TRCT
167
Tower Research Capital (TRC)
New York
$23K +$1.83K +283 +9%
AF
168
Advisornet Financial
Minnesota
$22K +$585 +87 +3%
FCMT
169
Founders Capital Management (Texas)
Texas
$20K – – –
SWM
170
Selective Wealth Management
Virginia
$20K +$20K +3,000 New
NFG
171
Next Financial Group
Texas
$16K -$2.5K -367 -14%
GSWM
172
Golden State Wealth Management
California
$16K – – –
FHA
173
First Horizon Advisors
Tennessee
$15K – – –
Barclays
174
Barclays
United Kingdom
$14K +$14K +2,068 New
FANJ
175
Financial Architects (New Jersey)
New Jersey
$13K – – –
5 6
7
8 9