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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $300M invested in Prospect Capital in 2019 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
-8
Holders Change %
-3.62%
% of All Funds
4.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
28
Increased
63
Reduced
66
Closed
33
Calls
$1.68M
Puts
$20.1M
Net Calls
-$18.4M
Net Calls Change
-$3.64M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$18.9M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$6.15M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$9.33M
4
VEA
4
Virtus ETF Advisers
New York
$4.43M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$10.5M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$22M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.8M
3
MC
3
Muzinich & Co
New York
$22.7M
4
PAM
4
PVG Asset Management
Colorado
$766K
5
QOP
5
Quinn Opportunity Partners
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MWP
151
MYCIO Wealth Partners
Pennsylvania
$67K +$67K +10,229 New
Mercer Global Advisors
152
Mercer Global Advisors
Colorado
$66K -$58.3K -8,936 -47%
TLP
153
Trinity Legacy Partners
Texas
$66K -$17.6K -2,677 -21%
EFS
154
Essex Financial Services
Connecticut
$65K -$148K -22,811 -70%
SPIA
155
Steward Partners Investment Advisory
New York
$63K +$63K +9,688 New
SIS
156
Sound Income Strategies
Florida
$54K -$3.28K -500 -6%
APA
157
American Portfolios Advisors
New York
$45.8K – – –
RFA
158
Reilly Financial Advisors
California
$44K -$6.52K -1,000 -13%
ST
159
Smithfield Trust
Pennsylvania
$40K – – –
AWM
160
AllSquare Wealth Management
New York
$39K – – –
FHA
161
Flagship Harbor Advisors
Massachusetts
$38K +$859 +133 +2%
SMFS
162
Squar Milner Financial Services
California
$36K +$3.27K +500 +10%
Point72 Asset Management
163
Point72 Asset Management
Connecticut
$36K +$36K +5,488 New
WEC
164
Winslow Evans & Crocker
Massachusetts
$34K -$6.31K -954 -16%
AWMS
165
Advocacy Wealth Management Services
Georgia
$33K – – –
WB
166
Webster Bank
Connecticut
$31K – – –
RCAG
167
Rehmann Capital Advisory Group
Michigan
$29.6K +$790 +121 +3%
CWA
168
Clarus Wealth Advisors
Arizona
$27K +$320 +49 +1%
Northwestern Mutual Wealth Management
169
Northwestern Mutual Wealth Management
Wisconsin
$27K +$21.9K +3,399 +426%
JCM
170
Jacobi Capital Management
Pennsylvania
$25K – – –
TRCT
171
Tower Research Capital (TRC)
New York
$21K -$94.9K -14,807 -82%
AF
172
Advisornet Financial
Minnesota
$21K +$554 +84 +3%
PFC
173
Phocas Financial Corp
California
$21K +$21K +3,147 New
FCMT
174
Founders Capital Management (Texas)
Texas
$20K – – –
TPWA
175
TRUE Private Wealth Advisors
Oregon
$19K +$19K +2,924 New
5 6
7
8 9