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Prospect Capital
PSEC

Overview Fund Activity

216 hedge funds and large institutions have $294M invested in Prospect Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 58 increasing their positions, 70 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
216
Holders Change
-2
Holders Change %
-0.92%
% of All Funds
4.95%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
58
Reduced
70
Closed
27
Calls
$7.69M
Puts
$26.1M
Net Calls
-$18.4M
Net Calls Change
-$87K

Top Buyers

1
Millennium Management
Millennium Management
New York
$6.89M
2
Deutsche Bank
Deutsche Bank
Germany
$11.8M
3
Invesco
Invesco
Georgia
$15.9M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
$1.73M
5
NAM
Nissay Asset Management
Japan
$2.75M

Top Sellers

1
MC
Muzinich & Co
New York
$41.2M
2
Citadel Advisors
Citadel Advisors
Florida
$866K
3
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$0
4
Allianz Asset Management
Allianz Asset Management
Germany
$1.62M
5
PMLI
Penn Mutual Life Insurance
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
151
AE Wealth Management
Kansas
$70K +$70K +10,388 New
MC
152
Moors & Cabot
Massachusetts
$69K +$182 +27 +0.3%
Walleye Trading
153
Walleye Trading
New York
$66K -$46K -6,861 -41%
PNC Financial Services Group
154
PNC Financial Services Group
Pennsylvania
$60K -$190K -28,000 -76%
SIS
155
Sound Income Strategies
Florida
$59K – – –
ASN
156
Advisory Services Network
Georgia
$53K +$396 +57 +0.8%
FANJ
157
Financial Architects (New Jersey)
New Jersey
$47K – – –
WEC
158
Winslow Evans & Crocker
Massachusetts
$46K – – –
CWA
159
Clarus Wealth Advisors
Arizona
$45K +$45K +6,845 New
ST
160
Smithfield Trust
Pennsylvania
$41K – – –
SEI Investments
161
SEI Investments
Pennsylvania
$40K -$61.5K -9,140 -61%
AWM
162
AllSquare Wealth Management
New York
$40K – – –
SF
163
Synovus Financial
Georgia
$37K +$24.9K +3,700 +206%
AWMS
164
Advocacy Wealth Management Services
Georgia
$34K – – –
SMFS
165
Squar Milner Financial Services
California
$34K +$34K +5,000 New
WT
166
Washington Trust
Rhode Island
$34K +$34K +5,000 New
CG
167
Cutler Group
California
$34K +$34K +5,183 New
WB
168
Webster Bank
Connecticut
$32K – – –
TRCT
169
Tower Research Capital (TRC)
New York
$31K +$13.9K +2,105 +81%
APA
170
American Portfolios Advisors
New York
$29.5K – – –
RCAG
171
Rehmann Capital Advisory Group
Michigan
$27.4K +$725 +108 +3%
Northwestern Mutual Wealth Management
172
Northwestern Mutual Wealth Management
Wisconsin
$27K +$27K +3,995 New
FHA
173
Flagship Harbor Advisors
Massachusetts
$27K +$27K +4,041 New
BA
174
Ballew Advisors
Mississippi
$26K +$1.91K +280 +8%
JCM
175
Jacobi Capital Management
Pennsylvania
$26K +$10K +1,500 +63%
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