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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $409M invested in Prospect Capital in 2015 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
-18
Holders Change %
-8.11%
% of All Funds
5.5%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
21
Increased
80
Reduced
66
Closed
35
Calls
$1.75M
Puts
$10M
Net Calls
-$8.25M
Net Calls Change
-$2.9M

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
$31.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
$10.6M
3
Two Sigma Investments
Two Sigma Investments
New York
$9.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$7.12M
5
Morgan Stanley
Morgan Stanley
New York
$21M

Top Sellers

1
MSE
MUFG Securities EMEA
United Kingdom
$0
2
UBS Group
UBS Group
Switzerland
$50.7M
3
YMRC
Yorktown Management & Research Company
Virginia
$0
4
SC
Selz Capital
New York
$442K
5
TFMS
Trust & Fiduciary Management Services
Massachusetts
$4.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
Sumitomo Mitsui Trust Group
151
Sumitomo Mitsui Trust Group
Japan
$106K +$6.38K +863 +6%
WA
152
WESPAC Advisors
California
$105K -$17.2K -2,336 -14%
DAM
153
Delta Asset Management
Tennessee
$103K – – –
GHA
154
GW Henssler & Associates
Georgia
$101K +$101K +13,718 New
PTC
155
Private Trust Company
Ohio
$99K -$18.1K -2,462 -15%
TC
156
TFS Capital
Pennsylvania
$95K -$55.1K -7,448 -37%
VFA
157
Voya Financial Advisors
Connecticut
$94K +$18.9K +2,574 +25%
NIT
158
NumerixS Investment Technologies
British Columbia, Canada
$92K +$1.47K +200 +2%
BF
159
BOK Financial
Oklahoma
$90K +$12.7K +1,720 +16%
Ameriprise
160
Ameriprise
Minnesota
$89K +$2.73K +370 +3%
CSS
161
Cubist Systematic Strategies
Connecticut
$88K -$60.7K -8,275 -41%
BRWM
162
B. Riley Wealth Management
Tennessee
$88K -$36.7K -5,000 -29%
BT
163
Beacon Trust
New Jersey
$88K – – –
NG
164
NatWest Group
United Kingdom
$85K -$22.7K -3,059 -21%
TRSOTSOK
165
Teachers Retirement System of the State of Kentucky
Kentucky
$80K -$162K -22,000 -67%
CIBC Asset Management
166
CIBC Asset Management
Ontario, Canada
$75K -$2.99K -406 -4%
Northwestern Mutual Wealth Management
167
Northwestern Mutual Wealth Management
Wisconsin
$74K +$63.8K +8,620 +625%
AWM
168
AllSquare Wealth Management
New York
$66K +$14.7K +2,000 +29%
SFWA
169
Summit Financial Wealth Advisors
Louisiana
$55K – – –
ST
170
Smithfield Trust
Pennsylvania
$44K – – –
ASN
171
Advisory Services Network
Georgia
$42K +$12.2K +1,641 +41%
QT
172
Quantbot Technologies
New York
$41K -$104K -14,197 -72%
KTC
173
Kistler-Tiffany Companies
Pennsylvania
$41K – – –
WRM
174
Westport Resources Management
Connecticut
$33K – – –
TFA
175
Transamerica Financial Advisors
Florida
$31K -$3.78K -500 -11%
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7
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