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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
Invesco
Georgia
$10.6M
2
Morgan Stanley
Morgan Stanley
New York
$20.3M
3
VanEck Associates
VanEck Associates
New York
$36.9M
4
Marshall Wace
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
Northern Trust
Illinois
$941K
3
Group One Trading
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
126
Oppenheimer & Co
New York
$171K +$102K +17,000 +148%
DCM
127
Dudley Capital Management
Virginia
$171K -$2.4K -400 -1%
SPS
128
Susquehanna Portfolio Strategies
Pennsylvania
$167K +$167K +27,885 New
MWM
129
Modern Wealth Management
Kansas
$166K +$166K +27,639 New
XT
130
XTX Topco
Cayman Islands
$161K +$161K +26,814 New
EGA
131
Eagle Global Advisors
Texas
$155K -$11.4K -1,900 -7%
Verition Fund Management
132
Verition Fund Management
Connecticut
$155K +$86.9K +14,500 +128%
HCM
133
Highlander Capital Management
New Jersey
$147K – – –
IA
134
Inspire Advisors
Idaho
$143K +$23.3K +3,884 +19%
AWA
135
Arkadios Wealth Advisors
Georgia
$141K -$621K -103,732 -81%
RIA
136
Regal Investment Advisors
Michigan
$140K +$9.61K +1,605 +7%
Parallax Volatility Advisers
137
Parallax Volatility Advisers
California
$135K +$135K +22,538 New
SI
138
Stephens Inc
Arkansas
$134K +$5.99K +1,000 +5%
SWM
139
Spire Wealth Management
Virginia
$134K -$108K -17,837 -45%
SA
140
Sunesis Advisors
Kansas
$133K – – –
ZIMP
141
Zimmermann Investment Management & Planning
Pennsylvania
$120K +$12.1K +2,024 +11%
LFAS
142
Level Four Advisory Services
Texas
$120K +$2.59K +433 +2%
DC
143
Davenport & Co
Virginia
$120K -$59.9K -10,000 -33%
SCTC
144
Sanibel Captiva Trust Company
Florida
$120K +$120K +20,000 New
SPIA
145
Steward Partners Investment Advisory
New York
$117K – – –
NAM
146
NorthCrest Asset Manangement
Minnesota
$112K +$112K +18,632 New
WFA
147
WMG Financial Advisors
Tennessee
$108K +$108K +17,900 New
ECM
148
EMC Capital Management
Texas
$100K – – –
Janney Montgomery Scott
149
Janney Montgomery Scott
Pennsylvania
$94K +$94K +15,633 New
FNBOMD
150
First National Bank of Mount Dora
Florida
$91.6K – – –
4 5
6
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