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Prospect Capital

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11%8.24% (+0.12%)

0% more funds holding

Funds holding: 234234 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M
Name Holding Trade Value Shares
Change
Change in
Stake
JWCA
126
J.W. Cole Advisors
Florida
$132K -$2.63K -422 -2%
RIA
127
Regal Investment Advisors
Michigan
$131K +$1.53K +245 +1%
Susquehanna International Group
128
Susquehanna International Group
Pennsylvania
$130K -$43.1K -6,907 -24%
SI
129
Stephens Inc
Arkansas
$130K +$3.12K +500 +2%
SFC
130
Strategic Financial Concepts
Texas
$128K
BNP Paribas Financial Markets
131
BNP Paribas Financial Markets
France
$122K -$5.66K -908 -4%
IA
132
Inspire Advisors
Idaho
$121K +$6.97K +1,118 +6%
LFAS
133
Level Four Advisory Services
Texas
$119K +$2.44K +391 +2%
SPIA
134
Steward Partners Investment Advisory
New York
$118K
ZIMP
135
Zimmermann Investment Management & Planning
Pennsylvania
$109K +$2.06K +330 +2%
Wealth Enhancement Advisory Services
136
Wealth Enhancement Advisory Services
Minnesota
$107K +$110K +17,722 New
GF
137
Gries Financial
Ohio
$105K +$108K +17,308 New
ECM
138
EMC Capital Management
Texas
$101K +$68.8K +11,036 +196%
WS
139
Wedbush Securities
California
$99K +$32.4K +5,200 +47%
FNBOMD
140
First National Bank of Mount Dora
Florida
$92.6K
CCIA
141
Cherry Creek Investment Advisors
Colorado
$91.4K
GP
142
Girard Partners
Pennsylvania
$91.1K
MCC
143
Money Concepts Capital
Florida
$90.8K -$10.7K -1,724 -10%
PA
144
Parallel Advisors
California
$87.1K -$20.2K -3,238 -18%
NC
145
NinePointTwo Capital
California
$87K
Envestnet Asset Management
146
Envestnet Asset Management
Illinois
$85.2K +$9.48K +1,520 +12%
MM
147
MQS Management
New York
$84.6K +$87.2K +13,984 New
TCM
148
Traynor Capital Management
Pennsylvania
$84.4K +$698 +112 +0.8%
DA
149
Detalus Advisors
Missouri
$81.7K +$3.4K +545 +4%
SG
150
StoneX Group
New York
$81.5K +$83.9K +13,455 New

PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.