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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
RIA
126
Regal Investment Advisors
Michigan
$131K +$1.48K +245 +1%
Susquehanna International Group
127
Susquehanna International Group
Pennsylvania
$130K -$41.8K -6,907 -24%
SI
128
Stephens Inc
Arkansas
$130K +$3.03K +500 +2%
SFC
129
Strategic Financial Concepts
Texas
$128K – – –
BNP Paribas Financial Markets
130
BNP Paribas Financial Markets
France
$122K -$5.49K -908 -4%
IA
131
Inspire Advisors
Idaho
$121K +$6.76K +1,118 +6%
LFAS
132
Level Four Advisory Services
Texas
$119K +$2.37K +391 +2%
SPIA
133
Steward Partners Investment Advisory
New York
$118K – – –
ZIMP
134
Zimmermann Investment Management & Planning
Pennsylvania
$109K +$2K +330 +2%
Wealth Enhancement Advisory Services
135
Wealth Enhancement Advisory Services
Minnesota
$107K +$107K +17,722 New
GF
136
Gries Financial
Ohio
$105K +$105K +17,308 New
ECM
137
EMC Capital Management
Texas
$101K +$66.8K +11,036 +196%
WS
138
Wedbush Securities
California
$99K +$31.6K +5,200 +47%
FNBOMD
139
First National Bank of Mount Dora
Florida
$92.6K – – –
CCIA
140
Cherry Creek Investment Advisors
Colorado
$91.4K – – –
GP
141
Girard Partners
Pennsylvania
$91.1K – – –
MCC
142
Money Concepts Capital
Florida
$90.8K -$10.4K -1,724 -10%
PA
143
Parallel Advisors
California
$87.1K -$19.6K -3,238 -18%
NC
144
NinePointTwo Capital
California
$87K – – –
Envestnet Asset Management
145
Envestnet Asset Management
Illinois
$85.2K +$9.2K +1,520 +12%
MM
146
MQS Management
New York
$84.6K +$84.6K +13,984 New
TCM
147
Traynor Capital Management
Pennsylvania
$84.4K +$678 +112 +0.8%
DA
148
Detalus Advisors
Missouri
$81.7K +$3.3K +545 +4%
SG
149
StoneX Group
New York
$81.5K +$81.5K +13,455 New
BRWA
150
B. Riley Wealth Advisors
Florida
$80.1K +$837 +137 +1%
4 5
6
7 8