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Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
BP
126
BBR Partners
New York
$61K – – –
CRWM
127
Castle Rock Wealth Management
California
$60K +$60K +11,655 New
OC
128
Oppenheimer & Co
New York
$59K -$14.4K -2,865 -20%
CAN
129
Claraphi Advisory Network
United States
$59K -$9.44K -1,864 -14%
SRC
130
Shufro Rose & Co
New York
$59K – – –
PNC Financial Services Group
131
PNC Financial Services Group
Pennsylvania
$58K +$243 +48 +0.4%
DIM
132
Delta Investment Management
California
$58K +$336 +68 +0.6%
MCA
133
Magnolia Capital Advisors
Mississippi
$56K – – –
TA
134
Tiedemann Advisors
New York
$56K – – –
PFS
135
Prospera Financial Services
Texas
$55K -$422K -83,522 -88%
CC
136
Centiva Capital
New York
$54K -$34.8K -6,867 -39%
KWM
137
Kingsview Wealth Management
Oregon
$54K +$54K +10,757 New
Jane Street
138
Jane Street
New York
$54K +$54K +10,805 New
Cetera Investment Advisers
139
Cetera Investment Advisers
Illinois
$53K +$53K +10,551 New
QIM
140
Quantitative Investment Management
Virginia
$51K -$133K -26,457 -72%
LWP
141
Legacy Wealth Planning
Nevada
$51K – – –
JPMorgan Chase & Co
142
JPMorgan Chase & Co
New York
$40K – – –
RFA
143
Reilly Financial Advisors
California
$40K – – –
ST
144
Smithfield Trust
Pennsylvania
$31K – – –
AWM
145
AllSquare Wealth Management
New York
$30K – – –
AWMS
146
Advocacy Wealth Management Services
Georgia
$26K – – –
CFGS
147
Concourse Financial Group Securities
Alabama
$25K -$1.32K -257 -5%
NFSG
148
Newbridge Financial Services Group
Florida
$23K +$23K +4,652 New
CHA
149
Carmichael Hill & Associates
Maryland
$20K – – –
JCM
150
Jacobi Capital Management
Pennsylvania
$18K – – –
4 5
6
7 8