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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
126
Callahan Advisors
Texas
$61K
LA
127
LVW Advisors
New York
$61K
CRWM
128
Castle Rock Wealth Management
California
$60K +$58.6K +11,655 New
OC
129
Oppenheimer & Co
New York
$59K -$14.4K -2,865 -20%
CAN
130
Claraphi Advisory Network
United States
$59K -$9.37K -1,864 -14%
SRC
131
Shufro Rose & Co
New York
$59K
PNC Financial Services Group
132
PNC Financial Services Group
Pennsylvania
$58K +$241 +48 +0.4%
DIM
133
Delta Investment Management
California
$58K +$342 +68 +0.6%
MCA
134
Magnolia Capital Advisors
Mississippi
$56K
TA
135
Tiedemann Advisors
New York
$56K
PFS
136
Prospera Financial Services
Texas
$55K -$420K -83,522 -88%
CC
137
Centiva Capital
New York
$54K -$34.5K -6,867 -39%
KWM
138
Kingsview Wealth Management
Oregon
$54K +$54.1K +10,757 New
Jane Street
139
Jane Street
New York
$54K +$54.3K +10,805 New
Cetera Investment Advisers
140
Cetera Investment Advisers
Illinois
$53K +$53.1K +10,551 New
QIM
141
Quantitative Investment Management
Virginia
$51K -$133K -26,457 -72%
LWP
142
Legacy Wealth Planning
Nevada
$51K
JP Morgan Chase
143
JP Morgan Chase
New York
$40K
RFA
144
Reilly Financial Advisors
California
$40K
ST
145
Smithfield Trust
Pennsylvania
$31K
AWM
146
AllSquare Wealth Management
New York
$30K
AWMS
147
Advocacy Wealth Management Services
Georgia
$26K
CFGS
148
Concourse Financial Group Securities
Alabama
$25K -$1.29K -257 -5%
NFSG
149
Newbridge Financial Services Group
Florida
$23K +$23.4K +4,652 New
CHA
150
Carmichael Hill & Associates
Maryland
$20K

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.