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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $260M invested in Prospect Capital in 2019 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 65 increasing their positions, 70 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
-18
Holders Change %
-7.53%
% of All Funds
4.79%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
65
Reduced
70
Closed
40
Calls
$4.21M
Puts
$19M
Net Calls
-$14.8M
Net Calls Change
+$17M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$11.5M
2
KBC Group
2
KBC Group
Belgium
$2.54M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$14.5M
4
PAM
4
PVG Asset Management
Colorado
$2.56M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$11.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$32.5M
2
Millennium Management
2
Millennium Management
New York
$93K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.74M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$219K
5
VanEck Associates
5
VanEck Associates
New York
$13M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
126
Stephens Inc
Arkansas
$129K -$1.72K -263 -1%
Mercer Global Advisors
127
Mercer Global Advisors
Colorado
$124K +$124K +19,052 New
Wolverine Trading
128
Wolverine Trading
Illinois
$121K +$121K +18,586 New
TRCT
129
Tower Research Capital (TRC)
New York
$118K -$432K -66,163 -79%
Sumitomo Mitsui Trust Group
130
Sumitomo Mitsui Trust Group
Japan
$118K +$6.76K +1,036 +6%
WB
131
WesBanco Bank
West Virginia
$117K +$13.1K +2,000 +13%
MAFM
132
Mid Atlantic Financial Management
Pennsylvania
$117K +$117K +18,000 New
GAM
133
Griffin Asset Management
New York
$108K – – –
IA
134
IFP Advisors
Florida
$106K -$145K -22,170 -58%
BAM
135
Belpointe Asset Management
Nevada
$105K -$52.4K -8,016 -33%
FDCDDQ
136
Federation des caisses Desjardins du Quebec
Quebec, Canada
$103K – – –
TC
137
TownSquare Capital
Utah
$102K – – –
CIBC Asset Management
138
CIBC Asset Management
Ontario, Canada
$101K – – –
CF
139
Centaurus Financial
California
$94.4K +$34.5K +225 +58%
Millennium Management
140
Millennium Management
New York
$93K -$5.38M -821,570 -98%
RhumbLine Advisers
141
RhumbLine Advisers
Massachusetts
$92K +$215 +33 +0.2%
AFNAS
142
American Financial Network Advisory Services
California
$90K – – –
MIS
143
Morningstar Investment Services
Illinois
$89K – – –
CS
144
Credit Suisse
Switzerland
$88K -$970K -148,532 -92%
HSBC Holdings
145
HSBC Holdings
United Kingdom
$86K – – –
FNBOMD
146
First National Bank of Mount Dora
Florida
$84K – – –
TLP
147
Trinity Legacy Partners
Texas
$83K +$83K +12,708 New
CA
148
Callahan Advisors
Texas
$82K +$656 +100 +0.8%
Prudential Financial
149
Prudential Financial
New Jersey
$80K – – –
SS
150
Simplicity Solutions
Minnesota
$79K -$4.1K -632 -5%
4 5
6
7 8