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Prospect Capital
PSEC

Overview Fund Activity

239 hedge funds and large institutions have $301M invested in Prospect Capital in 2018 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 57 increasing their positions, 76 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
5.33%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
52
Increased
57
Reduced
76
Closed
31
Calls
$7.79M
Puts
$39.6M
Net Calls
-$31.8M
Net Calls Change
-$10.5M

Top Buyers

1
UBS Group
UBS Group
Switzerland
$37.2M
2
Allianz Asset Management
Allianz Asset Management
Germany
$11.9M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$6.78M
4
LSV Asset Management
LSV Asset Management
Illinois
$35.4M
5
Legal & General Group
Legal & General Group
United Kingdom
$10.7M

Top Sellers

1
CS
Credit Suisse
Switzerland
$1.02M
2
Invesco
Invesco
Georgia
$3.16M
3
Two Sigma Investments
Two Sigma Investments
New York
$1.78M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$11.2M
5
Deutsche Bank
Deutsche Bank
Germany
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
RIA
126
Regal Investment Advisors
Michigan
$170K -$37.5K -5,955 -18%
Barclays
127
Barclays
United Kingdom
$160K +$158K +24,956 +7,318%
BRWA
128
B. Riley Wealth Advisors
Florida
$156K -$12.5K -1,980 -7%
CFD
129
Creative Financial Designs
Indiana
$153K -$62.2K -9,885 -29%
HCM
130
Highlander Capital Management
New Jersey
$152K – – –
BAM
131
Belpointe Asset Management
Nevada
$152K +$3.16K +500 +2%
Citadel Advisors
132
Citadel Advisors
Florida
$149K -$1.09M -172,268 -88%
William Blair & Company
133
William Blair & Company
Illinois
$149K +$13.5K +2,000 +10%
CSS
134
Cubist Systematic Strategies
Connecticut
$149K +$149K +23,539 New
MSAM
135
Moloney Securities Asset Management
Missouri
$148K -$7.26K -1,148 -5%
BC
136
Burney Company
Virginia
$144K +$144K +22,900 New
RCA
137
Rowland Carmichael Advisors
Arizona
$143K – – –
BWM
138
BT Wealth Management
Georgia
$140K +$140K +21,600 New
SI
139
Stephens Inc
Arkansas
$126K -$26.2K -4,153 -17%
SWP
140
Stratos Wealth Partners
Ohio
$121K -$2.02K -321 -2%
Janney Montgomery Scott
141
Janney Montgomery Scott
Pennsylvania
$120K -$14.4K -2,277 -11%
CIA
142
Capital Investment Advisors
Georgia
$116K +$27.5K +4,350 +31%
Sumitomo Mitsui Trust Group
143
Sumitomo Mitsui Trust Group
Japan
$111K – – –
TC
144
TownSquare Capital
Utah
$109K +$109K +15,716 New
QC
145
Quadrature Capital
United Kingdom
$105K -$423K -66,867 -80%
GAM
146
Griffin Asset Management
New York
$104K +$104K +16,500 New
WB
147
WesBanco Bank
West Virginia
$101K – – –
FDCDDQ
148
Federation des caisses Desjardins du Quebec
Quebec, Canada
$99.7K – – –
WA
149
Wealthstar Advisors
Texas
$99K +$99K +15,423 New
CIBC Asset Management
150
CIBC Asset Management
Ontario, Canada
$98K – – –
4 5
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