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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
SS
101
Sunbelt Securities
Texas
$156K +$562 +106 +0.4%
DCM
102
Dudley Capital Management
Virginia
$152K
Citadel Advisors
103
Citadel Advisors
Florida
$151K +$150K +28,279 New
Corient Private Wealth
104
Corient Private Wealth
Florida
$140K +$76.7K +14,459 +123%
EGA
105
Eagle Global Advisors
Texas
$139K
JWCA
106
J.W. Cole Advisors
Florida
$136K +$20.6K +3,877 +18%
Comerica Bank
107
Comerica Bank
Texas
$136K
SWM
108
Spire Wealth Management
Virginia
$135K -$176K -33,243 -57%
Two Sigma Advisers
109
Two Sigma Advisers
New York
$134K +$23.9K +4,500 +22%
RIA
110
Regal Investment Advisors
Michigan
$132K +$3.33K +628 +3%
AWS
111
Atria Wealth Solutions
New York
$132K -$682K -128,568 -84%
SFA
112
Sequoia Financial Advisors
Ohio
$129K +$128K +24,150 New
CLA
113
Carnegie Lake Advisors
New Jersey
$124K +$123K +23,115 New
WFA
114
WMG Financial Advisors
Tennessee
$122K +$18.6K +3,500 +18%
Wealthfront Advisers
115
Wealthfront Advisers
California
$121K +$44.8K +8,435 +59%
HighTower Advisors
116
HighTower Advisors
Illinois
$120K -$512K -96,436 -81%
Envestnet Asset Management
117
Envestnet Asset Management
Illinois
$119K +$6.16K +1,161 +6%
SI
118
Stephens Inc
Arkansas
$116K -$9.02K -1,700 -7%
CFD
119
Creative Financial Designs
Indiana
$115K +$3.96K +747 +4%
ZIMP
120
Zimmermann Investment Management & Planning
Pennsylvania
$114K +$2.31K +436 +2%
SFC
121
Strategic Financial Concepts
Texas
$113K -$410K -77,260 -78%
LFAS
122
Level Four Advisory Services
Texas
$113K +$3.77K +710 +3%
FPAS
123
Focus Partners Advisor Solutions
Missouri
$111K +$22.2K +4,182 +25%
Bank of New York Mellon
124
Bank of New York Mellon
New York
$106K +$5 +1 +0%
BHCM
125
Brevan Howard Capital Management
Jersey
$105K +$49.6K +9,342 +91%

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.