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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
101
Spire Wealth Management
Virginia
$241K +$13.1K +2,161 +6%
SSA
102
Schonfeld Strategic Advisors
New York
$228K +$228K +37,700 New
IA
103
IFG Advisory
Georgia
$219K – – –
KAS
104
Kestra Advisory Services
Texas
$210K -$60.5K -9,997 -22%
HI
105
Harbour Investments
Wisconsin
$209K +$15.4K +2,538 +8%
YIH
106
Y-Intercept (HK)
Hong Kong
$205K +$205K +33,936 New
N
107
Natixis
France
$200K -$10.5K -1,743 -5%
DC
108
Davenport & Co
Virginia
$182K +$54.5K +9,000 +43%
CCFM
109
Clear Creek Financial Management
Washington
$181K -$12.9K -2,127 -7%
CB
110
Cadence Bank
Mississippi
$180K +$3.54K +585 +2%
SS
111
Sunbelt Securities
Texas
$177K -$11.6K -1,921 -6%
DCM
112
Dudley Capital Management
Virginia
$175K – – –
PCM
113
Prelude Capital Management
New York
$171K +$171K +28,272 New
OR
114
Olympiad Research
Connecticut
$171K +$171K +28,272 New
TLP
115
Tri Locum Partners
New York
$169K +$169K +27,957 New
SWA
116
Strategies Wealth Advisors
Michigan
$168K +$4.99K +824 +3%
EGA
117
Eagle Global Advisors
Texas
$168K – – –
Mercer Global Advisors
118
Mercer Global Advisors
Colorado
$164K +$51.4K +8,496 +46%
AFP
119
Ausdal Financial Partners
Iowa
$161K -$1.97K -325 -1%
AI
120
Atom Investors
Texas
$157K +$157K +25,997 New
JMF
121
Johnson Midwest Financial
Iowa
$155K +$169 +28 +0.1%
HCM
122
Highlander Capital Management
New Jersey
$149K +$73.3K +12,115 +97%
HT
123
Heritage Trust
Oklahoma
$149K – – –
SA
124
Sunesis Advisors
Kansas
$135K +$135K +22,246 New
JWCA
125
J.W. Cole Advisors
Florida
$132K -$2.55K -422 -2%
3 4
5
6 7