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Prospect Capital

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11%8.24% (+0.12%)

0% more funds holding

Funds holding: 234234 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
101
Spire Wealth Management
Virginia
$241K +$13.5K +2,161 +6%
SSA
102
Schonfeld Strategic Advisors
New York
$228K +$235K +37,700 New
IA
103
IFG Advisory
Georgia
$219K
KAS
104
Kestra Advisory Services
Texas
$210K -$62.3K -9,997 -22%
HI
105
Harbour Investments
Wisconsin
$209K +$15.8K +2,538 +8%
YIH
106
Y-Intercept (HK)
Hong Kong
$205K +$212K +33,936 New
N
107
Natixis
France
$200K -$10.9K -1,743 -5%
DC
108
Davenport & Co
Virginia
$182K +$56.1K +9,000 +43%
CCFM
109
Clear Creek Financial Management
Washington
$181K -$13.3K -2,127 -7%
CB
110
Cadence Bank
Mississippi
$180K +$3.65K +585 +2%
SS
111
Sunbelt Securities
Texas
$177K -$12K -1,921 -6%
DCM
112
Dudley Capital Management
Virginia
$175K
OR
113
Olympiad Research
Connecticut
$171K +$176K +28,272 New
PCM
114
Prelude Capital Management
New York
$171K +$176K +28,272 New
TLP
115
Tri Locum Partners
New York
$169K +$174K +27,957 New
SWA
116
Strategies Wealth Advisors
Michigan
$168K +$5.14K +824 +3%
EGA
117
Eagle Global Advisors
Texas
$168K
Mercer Global Advisors
118
Mercer Global Advisors
Colorado
$164K +$53K +8,496 +46%
AFP
119
Ausdal Financial Partners
Iowa
$161K -$2.03K -325 -1%
AI
120
Atom Investors
Texas
$157K +$162K +25,997 New
JMF
121
Johnson Midwest Financial
Iowa
$155K +$175 +28 +0.1%
HCM
122
Highlander Capital Management
New Jersey
$149K +$75.5K +12,115 +97%
HT
123
Heritage Trust
Oklahoma
$149K
IFG
124
Independent Financial Group
California
$144K
SA
125
Sunesis Advisors
Kansas
$135K +$139K +22,246 New

PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.