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Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
101
Cetera Advisor Networks
California
$188K – – –
Koshinski Asset Management
102
Koshinski Asset Management
Illinois
$186K +$2.9K +379 +2%
Citigroup
103
Citigroup
New York
$182K -$325K -42,324 -64%
GWM
104
Geneos Wealth Management
Colorado
$178K -$2.54K -317 -1%
Mercer Global Advisors
105
Mercer Global Advisors
Colorado
$174K +$174K +22,710 New
AC
106
Athanor Capital
New York
$171K +$171K +22,292 New
HF
107
HRT Financial
New York
$170K +$170K +22,183 New
PP
108
Paloma Partners
Connecticut
$168K +$40K +5,220 +31%
WP
109
WealthPLAN Partners
Nebraska
$162K -$23.2K -2,866 -13%
AFAS
110
Acorn Financial Advisory Services
Virginia
$160K -$6.48K -813 -4%
DA
111
Detalus Advisors
Missouri
$152K – – –
JWCA
112
J.W. Cole Advisors
Florida
$152K +$27.1K +3,540 +22%
BPA
113
Beacon Pointe Advisors
California
$150K +$58.7K +7,650 +64%
KLCM
114
KG&L Capital Management
Louisiana
$141K +$1.65K +214 +1%
BCA
115
Biltmore Capital Advisors
New Jersey
$138K -$107K -14,000 -44%
FDCDDQ
116
Federation des caisses Desjardins du Quebec
Quebec, Canada
$134K -$17.6K -2,300 -12%
CIBC Asset Management
117
CIBC Asset Management
Ontario, Canada
$129K +$6.55K +855 +5%
MML Investors Services
118
MML Investors Services
Massachusetts
$128K -$23.6K -3,087 -16%
OC
119
Oppenheimer & Co
New York
$122K +$9.96K +1,300 +9%
Barclays
120
Barclays
United Kingdom
$120K +$39.9K +5,197 +50%
FNBOMD
121
First National Bank of Mount Dora
Florida
$117K – – –
SI
122
Stephens Inc
Arkansas
$114K +$13.8K +1,800 +14%
SPIA
123
Steward Partners Investment Advisory
New York
$112K +$22.8K +2,968 +25%
TC
124
TownSquare Capital
Utah
$108K – – –
PNC Financial Services Group
125
PNC Financial Services Group
Pennsylvania
$108K +$17K +2,208 +19%
3 4
5
6 7