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Prospect Capital

206 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3.42% less ownership

Funds ownership: 14.8%11.38% (-3.4%)

7% less funds holding

Funds holding: 221206 (-15)

24% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 38

24% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 78

49% less capital invested

Capital invested by funds: $350M → $177M (-$173M)

55% less call options, than puts

Call options by funds: $2.54M | Put options by funds: $5.59M

Holders
206
Holders Change
-15
Holders Change %
-6.79%
% of All Funds
4.54%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
WP
101
WealthPLAN Partners
Nebraska
$114K -$3.54K -600 -2%
IFG
102
Independent Financial Group
California
$114K +$158K +26,815 New
TCM
103
Telos Capital Management
California
$113K +$158K +26,700 New
BAM
104
Belpointe Asset Management
Nevada
$109K +$12.1K +2,050 +9%
RFN
105
RDA Financial Network
Iowa
$108K -$18.4K -3,117 -11%
SWP
106
Stratos Wealth Partners
Ohio
$106K +$7.91K +1,339 +6%
WAS
107
WESPAC Advisors SoCal
California
$100K +$141K +23,900 New
TFA
108
Teamwork Financial Advisors
Texas
$91K +$126K +21,336 New
BCA
109
Biltmore Capital Advisors
New Jersey
$89K -$159K -27,000 -56%
AFAS
110
Acorn Financial Advisory Services
Virginia
$88K -$17.7K -2,995 -13%
BAM
111
Blueshift Asset Management
New Jersey
$83K -$283K -47,966 -71%
HCM
112
Highlander Capital Management
New Jersey
$83K
AIM
113
Aigen Investment Management
New York
$82K +$114K +19,306 New
BWM
114
BT Wealth Management
Georgia
$80K -$29.5K -5,000 -21%
Janney Montgomery Scott
115
Janney Montgomery Scott
Pennsylvania
$77K -$6.14K -1,040 -5%
IWM
116
IHT Wealth Management
Illinois
$77K +$10.9K +1,850 +11%
OC
117
Oppenheimer & Co
New York
$75K -$52.3K -8,863 -33%
TVAMP
118
Tennessee Valley Asset Management Partners
Tennessee
$75K -$3.22K -545 -3%
DA
119
Detalus Advisors
Missouri
$68K +$236 +40 +0.3%
MSAM
120
Moloney Securities Asset Management
Missouri
$68K +$1.09K +184 +1%
FDCDDQ
121
Federation des caisses Desjardins du Quebec
Quebec, Canada
$67.2K
KLCM
122
KG&L Capital Management
Louisiana
$67K -$2.81K -476 -3%
TA
123
Tiedemann Advisors
New York
$67K +$27.2K +4,600 +42%
CIBC Asset Management
124
CIBC Asset Management
Ontario, Canada
$66K
FNBOMD
125
First National Bank of Mount Dora
Florida
$65K +$14.2K +2,400 +19%

PSEC Hedge Fund Activity: Q1 2020 in Review

206 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2020, worth a combined $177M — down 49% from $350M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of PSEC and 29 opened new positions — a net loss of 9 holders — while 78 trimmed existing stakes and 59 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $14.5M. The largest seller was Arrowstreet Capital, cutting an estimated $20.5M.

  • 206 institutional investors held Prospect Capital (PSEC) as of Q1 2020, down from 221 in Q4 2019.
  • Funds reported $177M of Prospect Capital stock for Q1 2020, down 49% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2020 and 38 closed out, a net change of -9 holders.
  • The largest Prospect Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $14.5M added.
  • The largest Prospect Capital seller in Q1 2020 was Arrowstreet Capital, an estimated $20.5M sold.

Based on aggregated 13F filings for Q1 2020.