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Prospect Capital
PSEC

Overview Fund Activity

236 hedge funds and large institutions have $192M invested in Prospect Capital in 2024 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 82 increasing their positions, 63 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
+13
Holders Change %
+5.83%
% of All Funds
3.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
47
Increased
82
Reduced
63
Closed
30
Calls
$6.34M
Puts
$28.5M
Net Calls
-$22.2M
Net Calls Change
-$6.91M

Top Buyers

1
Balyasny Asset Management
1
Balyasny Asset Management
Illinois
$10.7M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$7.88M
3
UBS Group
3
UBS Group
Switzerland
$5.49M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$4.08M
5
HF
5
HRT Financial
New York
$2.22M

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
XF
2
XML Financial
Maryland
$4.08M
3
VanEck Associates
3
VanEck Associates
New York
$35M
4
IAIM
4
International Assets Investment Management
Florida
$755K
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$213K
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
76
Philadelphia Trust Company
Pennsylvania
$309K -$29.1K -6,750 -9%
Ameriprise
77
Ameriprise
Minnesota
$305K -$16.9K -3,917 -5%
Cerity Partners
78
Cerity Partners
New York
$304K +$304K +70,504 New
ProShare Advisors
79
ProShare Advisors
Maryland
$302K +$47K +10,906 +18%
KCM
80
Kathmere Capital Management
Pennsylvania
$299K – – –
SPC
81
Sigma Planning Corp
Michigan
$298K -$5.79K -1,344 -2%
KAS
82
Kestra Advisory Services
Texas
$295K +$228 +53 +0.1%
DFCM
83
Dark Forest Capital Management
Puerto Rico
$285K +$215K +49,981 +311%
AWS
84
Atria Wealth Solutions
New York
$274K +$168K +38,923 +159%
Mariner
85
Mariner
Kansas
$265K -$124K -28,784 -32%
NWA
86
Navis Wealth Advisors
New York
$263K +$263K +61,112 New
SWP
87
Stratos Wealth Partners
Ohio
$236K +$2.32K +539 +1%
William Blair & Company
88
William Blair & Company
Illinois
$235K – – –
JPMorgan Chase & Co
89
JPMorgan Chase & Co
New York
$231K -$66.1K -15,327 -22%
Rockefeller Capital Management
90
Rockefeller Capital Management
New York
$213K -$1.63M -378,831 -88%
BC
91
Barrett & Company
Rhode Island
$208K -$11K -2,543 -5%
CCIA
92
Cherry Creek Investment Advisors
Colorado
$206K +$137K +31,879 +200%
CAG
93
Csenge Advisory Group
Florida
$189K – – –
AAS
94
Avantax Advisory Services
Texas
$184K -$4.68K -1,085 -2%
Simplex Trading
95
Simplex Trading
Illinois
$182K +$118K +27,531 +185%
Bessemer Group
96
Bessemer Group
New Jersey
$172K – – –
HI
97
Harbour Investments
Wisconsin
$169K +$397 +92 +0.2%
CC
98
Centiva Capital
New York
$160K +$160K +37,039 New
EF
99
Empowered Funds
Pennsylvania
$159K +$93.7K +21,747 +144%
TSS
100
Two Sigma Securities
New York
$157K -$215K -49,824 -58%
2 3
4
5 6