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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
MSAM
76
Moloney Securities Asset Management
Missouri
$376K +$19.9K +3,450 +6%
Susquehanna International Group
77
Susquehanna International Group
Pennsylvania
$367K +$230K +39,872 +186%
QT
78
Quantbot Technologies
New York
$354K +$340K +59,027 New
Squarepoint
79
Squarepoint
New York
$350K +$337K +58,486 New
RBFC
80
Roman Butler Fullerton & Co
Missouri
$348K +$11.3K +1,957 +4%
KCM
81
Kathmere Capital Management
Pennsylvania
$347K
SWM
82
Sculati Wealth Management
Michigan
$347K -$163K -28,225 -33%
SWP
83
Significant Wealth Partners
Illinois
$340K +$327K +56,738 New
CSS
84
Cubist Systematic Strategies
Connecticut
$330K +$317K +55,095 New
Bank of Montreal
85
Bank of Montreal
Ontario, Canada
$329K -$88.6K -15,394 -22%
TFA
86
Teamwork Financial Advisors
Texas
$329K -$15.6K -2,707 -5%
William Blair & Company
87
William Blair & Company
Illinois
$325K
SPC
88
Sigma Planning Corp
Michigan
$319K -$228K -39,594 -43%
TWM
89
Thrive Wealth Management
Pennsylvania
$311K +$731 +127 +0.2%
BCP
90
Berkeley Capital Partners
Georgia
$301K
LPAM
91
Lodestar Private Asset Management
California
$300K
BC
92
Barrett & Company
Rhode Island
$286K +$2K +347 +0.7%
ACM
93
Aquatic Capital Management
Illinois
$286K +$275K +47,700 New
CFD
94
Creative Financial Designs
Indiana
$278K +$5.68K +987 +2%
Cetera Investment Advisers
95
Cetera Investment Advisers
Illinois
$271K -$72.1K -12,514 -22%
ProShare Advisors
96
ProShare Advisors
Maryland
$259K +$7K +1,215 +3%
CA
97
Claro Advisors
Massachusetts
$254K
Two Sigma Advisers
98
Two Sigma Advisers
New York
$252K -$104K -18,100 -30%
Wealth Enhancement Advisory Services
99
Wealth Enhancement Advisory Services
Minnesota
$247K +$135K +23,475 +132%
AAS
100
Avantax Advisory Services
Texas
$245K -$31.4K -5,460 -12%

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.