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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
1
Invesco
Georgia
$10.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.3M
3
VanEck Associates
3
VanEck Associates
New York
$36.9M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
1
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
2
Northern Trust
Illinois
$941K
3
Group One Trading
3
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
4
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
MSAM
76
Moloney Securities Asset Management
Missouri
$376K +$20.7K +3,450 +6%
Susquehanna International Group
77
Susquehanna International Group
Pennsylvania
$367K +$239K +39,872 +186%
QT
78
Quantbot Technologies
New York
$354K +$354K +59,027 New
Squarepoint
79
Squarepoint
New York
$350K +$350K +58,486 New
RBFC
80
Roman Butler Fullerton & Co
Missouri
$348K +$12.1K +1,957 +4%
KCM
81
Kathmere Capital Management
Pennsylvania
$347K – – –
SWM
82
Sculati Wealth Management
Michigan
$347K -$169K -28,225 -33%
SWP
83
Significant Wealth Partners
Illinois
$340K +$340K +56,738 New
CSS
84
Cubist Systematic Strategies
Connecticut
$330K +$330K +55,095 New
Bank of Montreal
85
Bank of Montreal
Ontario, Canada
$329K -$94.2K -15,394 -22%
TFA
86
Teamwork Financial Advisors
Texas
$329K -$16.2K -2,707 -5%
William Blair & Company
87
William Blair & Company
Illinois
$325K – – –
SPC
88
Sigma Planning Corp
Michigan
$319K -$237K -39,594 -43%
TWM
89
Thrive Wealth Management
Pennsylvania
$311K +$761 +127 +0.2%
BCP
90
Berkeley Capital Partners
Georgia
$301K – – –
LPAM
91
Lodestar Private Asset Management
California
$300K – – –
BC
92
Barrett & Company
Rhode Island
$286K +$2.08K +347 +0.7%
ACM
93
Aquatic Capital Management
Illinois
$286K +$286K +47,700 New
CFD
94
Creative Financial Designs
Indiana
$278K +$5.91K +987 +2%
Cetera Investment Advisers
95
Cetera Investment Advisers
Illinois
$271K -$75K -12,514 -22%
ProShare Advisors
96
ProShare Advisors
Maryland
$259K +$7.28K +1,215 +3%
CA
97
Claro Advisors
Massachusetts
$254K – – –
Two Sigma Advisers
98
Two Sigma Advisers
New York
$252K -$108K -18,100 -30%
Wealth Enhancement Advisory Services
99
Wealth Enhancement Advisory Services
Minnesota
$247K +$141K +23,475 +132%
AAS
100
Avantax Advisory Services
Texas
$245K -$32.7K -5,460 -12%
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4
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