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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
WG
76
Winton Group
United Kingdom
$368K +$368K +60,893 New
Two Sigma Advisers
77
Two Sigma Advisers
New York
$364K +$364K +60,100 New
MSAM
78
Moloney Securities Asset Management
Missouri
$359K +$188K +31,009 +109%
KCM
79
Kathmere Capital Management
Pennsylvania
$351K +$64.7K +10,700 +23%
Cetera Investment Advisers
80
Cetera Investment Advisers
Illinois
$349K +$40.8K +6,746 +13%
AIM
81
Aigen Investment Management
New York
$349K +$244K +40,352 +233%
TFA
82
Teamwork Financial Advisors
Texas
$349K +$32.2K +5,318 +10%
Goldman Sachs
83
Goldman Sachs
New York
$334K +$192K +31,747 +136%
MFG
84
MidWestOne Financial Group
Iowa
$333K – – –
William Blair & Company
85
William Blair & Company
Illinois
$328K -$151 -25 -0%
RBFC
86
Roman Butler Fullerton & Co
Missouri
$321K +$7.88K +1,331 +3%
HF
87
HRT Financial
New York
$320K -$86.2K -14,261 -21%
TWM
88
Thrive Wealth Management
Pennsylvania
$314K +$714 +118 +0.2%
II
89
Inspire Investing
Idaho
$307K +$307K +50,765 New
BCP
90
Berkeley Capital Partners
Georgia
$304K – – –
LPAM
91
Lodestar Private Asset Management
California
$303K – – –
BC
92
Barrett & Company
Rhode Island
$287K -$116K -19,184 -29%
AAS
93
Avantax Advisory Services
Texas
$280K +$647 +107 +0.2%
CFD
94
Creative Financial Designs
Indiana
$275K -$605 -100 -0.2%
NLP
95
Next Level Private
New York
$262K +$5.25K +880 +2%
CA
96
Claro Advisors
Massachusetts
$256K – – –
ProShare Advisors
97
ProShare Advisors
Maryland
$254K -$48K -7,928 -16%
JPMorgan Chase & Co
98
JPMorgan Chase & Co
New York
$252K -$184K -30,399 -42%
VCWA
99
Vanguard Capital Wealth Advisors
Colorado
$243K -$26.2K -4,325 -10%
Bessemer Group
100
Bessemer Group
New Jersey
$242K – – –
2 3
4
5 6