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Prospect Capital

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11%8.24% (+0.12%)

0% more funds holding

Funds holding: 234234 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M
Name Holding Trade Value Shares
Change
Change in
Stake
WG
76
Winton Group
United Kingdom
$368K +$380K +60,893 New
Two Sigma Advisers
77
Two Sigma Advisers
New York
$364K +$375K +60,100 New
MSAM
78
Moloney Securities Asset Management
Missouri
$359K +$193K +31,009 +109%
KCM
79
Kathmere Capital Management
Pennsylvania
$351K +$66.7K +10,700 +23%
Cetera Investment Advisers
80
Cetera Investment Advisers
Illinois
$349K +$42.1K +6,746 +13%
AIM
81
Aigen Investment Management
New York
$349K +$252K +40,352 +233%
TFA
82
Teamwork Financial Advisors
Texas
$349K +$33.2K +5,318 +10%
Goldman Sachs
83
Goldman Sachs
New York
$334K +$198K +31,747 +136%
MFG
84
MidWestOne Financial Group
Iowa
$333K
William Blair & Company
85
William Blair & Company
Illinois
$328K -$156 -25 -0%
RBFC
86
Roman Butler Fullerton & Co
Missouri
$321K +$8.3K +1,331 +3%
HF
87
HRT Financial
New York
$320K -$88.9K -14,261 -21%
TWM
88
Thrive Wealth Management
Pennsylvania
$314K +$736 +118 +0.2%
II
89
Inspire Investing
Idaho
$307K +$316K +50,765 New
BCP
90
Berkeley Capital Partners
Georgia
$304K
LPAM
91
Lodestar Private Asset Management
California
$303K
BC
92
Barrett & Company
Rhode Island
$287K -$120K -19,184 -29%
AAS
93
Avantax Advisory Services
Texas
$280K +$667 +107 +0.2%
CFD
94
Creative Financial Designs
Indiana
$275K -$623 -100 -0.2%
NLP
95
Next Level Private
New York
$262K +$5.49K +880 +2%
CA
96
Claro Advisors
Massachusetts
$256K
ProShare Advisors
97
ProShare Advisors
Maryland
$254K -$49.4K -7,928 -16%
JP Morgan Chase
98
JP Morgan Chase
New York
$252K -$190K -30,399 -42%
VCWA
99
Vanguard Capital Wealth Advisors
Colorado
$243K -$27K -4,325 -10%
Bessemer Group
100
Bessemer Group
New Jersey
$242K

PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.