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Prospect Capital
PSEC

Overview Fund Activity

193 hedge funds and large institutions have $257M invested in Prospect Capital in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 79 increasing their positions, 49 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
-8
Holders Change %
-3.98%
% of All Funds
3.39%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
19
Increased
79
Reduced
49
Closed
27
Calls
$7.8M
Puts
$5.03M
Net Calls
+$2.77M
Net Calls Change
+$1.3M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$15.2M
2
BlackRock
2
BlackRock
New York
$18.3M
3
VanEck Associates
3
VanEck Associates
New York
$24.3M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$3.33M
5
Allianz Asset Management
5
Allianz Asset Management
Germany
$4.68M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
LSV Asset Management
2
LSV Asset Management
Illinois
$17.1M
3
GKWIM
3
Gerber Kawasaki Wealth & Investment Management
California
$3K
4
SCF
4
Sante Capital Fund
Texas
$0
5
Citadel Advisors
5
Citadel Advisors
Florida
$369K
Name Holding Trade Value Shares
Change 		Shares
Change %
Victory Capital Management
76
Victory Capital Management
Texas
$328K -$15.4K -1,995 -4%
CA
77
Cetera Advisors
Colorado
$305K -$11.5K -1,500 -4%
SFI
78
Susquehanna Fundamental Investments
Pennsylvania
$300K +$96.3K +12,500 +47%
JPMorgan Chase & Co
79
JPMorgan Chase & Co
New York
$290K -$211K -27,400 -42%
BAM
80
Belpointe Asset Management
Nevada
$283K -$69 -9 -0%
Barclays
81
Barclays
United Kingdom
$282K -$159K -20,665 -36%
KCM
82
Kathmere Capital Management
Pennsylvania
$280K – – –
Cetera Investment Advisers
83
Cetera Investment Advisers
Illinois
$278K +$38.3K +4,985 +16%
UCFA
84
United Capital Financial Advisors
Texas
$276K -$16.9K -2,201 -6%
Mercer Global Advisors
85
Mercer Global Advisors
Colorado
$275K +$85 +11 +0%
AAS
86
Avantax Advisory Services
Texas
$265K -$3.16K -412 -1%
Bank of New York Mellon
87
Bank of New York Mellon
New York
$264K +$140K +18,176 +113%
CFD
88
Creative Financial Designs
Indiana
$251K +$885 +115 +0.4%
SWM
89
Spire Wealth Management
Virginia
$233K +$1.23K +159 +0.5%
BCA
90
Biltmore Capital Advisors
New Jersey
$231K +$108K +14,000 +88%
CAN
91
Cetera Advisor Networks
California
$220K – – –
WS
92
Wedbush Securities
California
$214K -$17K -2,199 -7%
HighTower Advisors
93
HighTower Advisors
Illinois
$212K -$97.4K -12,705 -31%
Koshinski Asset Management
94
Koshinski Asset Management
Illinois
$211K +$99.7K +12,942 +89%
SWP
95
Stratos Wealth Partners
Ohio
$208K -$186K -24,201 -47%
CBN
96
Cadence Bank NA
Texas
$193K +$193K +25,000 New
GWM
97
Geneos Wealth Management
Colorado
$184K +$15.5K +1,990 +9%
JG
98
Jefferies Group
New York
$177K +$177K +23,000 New
Stifel Financial
99
Stifel Financial
Missouri
$176K +$53.4K +6,942 +44%
Creative Planning
100
Creative Planning
Kansas
$172K +$10.4K +1,349 +6%
2 3
4
5 6