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Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
76
AE Wealth Management
Kansas
$386K +$13.8K +1,799 +4%
BCP
77
Berkeley Capital Partners
Georgia
$385K – – –
Mirae Asset Global Investments
78
Mirae Asset Global Investments
South Korea
$377K +$38.3K +4,990 +11%
KAS
79
Kestra Advisory Services
Texas
$372K -$176K -22,977 -32%
Goldman Sachs
80
Goldman Sachs
New York
$361K +$131K +17,033 +57%
AWM
81
Apollon Wealth Management
South Carolina
$360K +$360K +46,900 New
Jane Street
82
Jane Street
New York
$357K +$155K +20,273 +77%
Victory Capital Management
83
Victory Capital Management
Texas
$351K -$11.1K -1,442 -3%
TRCT
84
Tower Research Capital (TRC)
New York
$293K +$284K +37,033 +3,086%
SG Americas Securities
85
SG Americas Securities
New York
$285K -$36.4K -4,744 -11%
KCM
86
Kathmere Capital Management
Pennsylvania
$279K – – –
CA
87
Cetera Advisors
Colorado
$278K +$107K +13,991 +63%
UCFA
88
United Capital Financial Advisors
Texas
$274K -$161K -21,000 -37%
AAS
89
Avantax Advisory Services
Texas
$268K +$484 +63 +0.2%
WS
90
Wedbush Securities
California
$266K +$66.3K +8,630 +33%
CFD
91
Creative Financial Designs
Indiana
$262K +$5.19K +677 +2%
Squarepoint
92
Squarepoint
New York
$252K +$166K +21,624 +194%
Cetera Investment Advisers
93
Cetera Investment Advisers
Illinois
$242K -$27.1K -3,542 -10%
TFA
94
Teamwork Financial Advisors
Texas
$220K +$21.2K +2,755 +11%
Millennium Management
95
Millennium Management
New York
$207K -$1.07M -140,105 -84%
TVAMP
96
Tennessee Valley Asset Management Partners
Tennessee
$207K -$28.7K -3,740 -12%
BAM
97
Belpointe Asset Management
Nevada
$207K +$865 +113 +0.4%
SCP
98
Shorepoint Capital Partners
Massachusetts
$207K +$207K +27,000 New
Janney Montgomery Scott
99
Janney Montgomery Scott
Pennsylvania
$196K +$6.98K +908 +4%
CAM
100
Cresset Asset Management
Illinois
$191K +$191K +24,735 New
2 3
4
5 6