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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
AAS
76
Avantax Advisory Services
Texas
$233K +$57.9K +11,516 +33%
BCWM
77
Blue Chip Wealth Management
Florida
$231K +$231K +45,900 New
Mirae Asset Global Investments
78
Mirae Asset Global Investments
South Korea
$224K +$9.75K +1,939 +5%
BCA
79
Biltmore Capital Advisors
New Jersey
$211K +$15.1K +3,000 +8%
Goldman Sachs
80
Goldman Sachs
New York
$207K +$102K +20,224 +96%
Victory Capital Management
81
Victory Capital Management
Texas
$205K -$54.3K -10,792 -21%
SG Americas Securities
82
SG Americas Securities
New York
$201K -$46.2K -9,197 -19%
AWM
83
Alterna Wealth Management
Texas
$198K -$127K -25,250 -39%
WS
84
Wedbush Securities
California
$187K -$238K -47,290 -56%
KCM
85
Kathmere Capital Management
Pennsylvania
$183K
JWCA
86
J.W. Cole Advisors
Florida
$181K +$107K +21,201 +144%
HighTower Advisors
87
HighTower Advisors
Illinois
$175K +$1.75K +347 +1%
CFD
88
Creative Financial Designs
Indiana
$164K +$4.38K +870 +3%
EWA
89
EP Wealth Advisors
California
$155K +$155K +30,874 New
FAAS
90
First Allied Advisory Services
California
$149K -$387 -77 -0.3%
WTC
91
WhitTier Trust Company
Nevada
$141K +$141K +28,000 New
TFA
92
Teamwork Financial Advisors
Texas
$140K +$29.5K +5,875 +27%
BAM
93
Belpointe Asset Management
Nevada
$131K -$3.52K -700 -3%
MA
94
Mutual Advisors
Nebraska
$126K +$126K +25,000 New
CAN
95
Cetera Advisor Networks
California
$123K -$21.9K -4,353 -15%
Janney Montgomery Scott
96
Janney Montgomery Scott
Pennsylvania
$123K -$11.2K -2,224 -8%
WP
97
WealthPLAN Partners
Nebraska
$123K -$7.04K -1,400 -5%
GWM
98
Geneos Wealth Management
Colorado
$122K -$1.81K -361 -1%
IFG
99
Independent Financial Group
California
$119K
RFN
100
RDA Financial Network
Iowa
$118K -$9.81K -1,950 -8%

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.