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Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAS
76
Avantax Advisory Services
Texas
$233K +$58.1K +11,516 +33%
BCWM
77
Blue Chip Wealth Management
Florida
$231K +$231K +45,900 New
Mirae Asset Global Investments
78
Mirae Asset Global Investments
South Korea
$224K +$9.75K +1,939 +5%
BCA
79
Biltmore Capital Advisors
New Jersey
$211K +$15.1K +3,000 +8%
Goldman Sachs
80
Goldman Sachs
New York
$207K +$102K +20,224 +96%
Victory Capital Management
81
Victory Capital Management
Texas
$205K -$54.3K -10,792 -21%
SG Americas Securities
82
SG Americas Securities
New York
$201K -$46.2K -9,197 -19%
AWM
83
Alterna Wealth Management
Texas
$198K -$127K -25,250 -39%
WS
84
Wedbush Securities
California
$187K -$238K -47,290 -56%
KCM
85
Kathmere Capital Management
Pennsylvania
$183K – – –
JWCA
86
J.W. Cole Advisors
Florida
$181K +$107K +21,201 +144%
HighTower Advisors
87
HighTower Advisors
Illinois
$175K +$1.74K +347 +1%
CFD
88
Creative Financial Designs
Indiana
$164K +$4.38K +870 +3%
EWA
89
EP Wealth Advisors
California
$155K +$155K +30,874 New
FAAS
90
First Allied Advisory Services
California
$149K -$388 -77 -0.3%
WTC
91
WhitTier Trust Company
Nevada
$141K +$141K +28,000 New
TFA
92
Teamwork Financial Advisors
Texas
$140K +$29.5K +5,875 +27%
BAM
93
Belpointe Asset Management
Nevada
$131K -$3.51K -700 -3%
MA
94
Mutual Advisors
Nebraska
$126K +$126K +25,000 New
CAN
95
Cetera Advisor Networks
California
$123K -$21.9K -4,353 -15%
Janney Montgomery Scott
96
Janney Montgomery Scott
Pennsylvania
$123K -$11.2K -2,224 -8%
WP
97
WealthPLAN Partners
Nebraska
$123K -$7.14K -1,400 -5%
GWM
98
Geneos Wealth Management
Colorado
$122K -$1.82K -361 -1%
RFN
99
RDA Financial Network
Iowa
$118K -$9.81K -1,950 -8%
CA
100
Cetera Advisors
Colorado
$112K -$226K -44,835 -67%
2 3
4
5 6