PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.7M
2
UBS Group
2
UBS Group
Switzerland
$11.1M
3
Invesco
3
Invesco
Georgia
$18.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$18.1M
5
VanEck Associates
5
VanEck Associates
New York
$18.7M

Top Sellers

1
MC
1
Muzinich & Co
New York
$84.2M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$1.06M
4
QIM
4
Quantitative Investment Management
Virginia
$0
5
BlackRock
5
BlackRock
New York
$16.5M
Name Market Value Shares Shares
Change 		Shares
Change %
WS
76
Wedbush Securities
California
$733K 90,228 +4,259 +5%
SCA
77
Sage Capital Advisors
South Dakota
$682K 83,947 +83,947 New
JIR
78
James Investment Research
Ohio
$639K 78,655 -202,339 -72%
EGA
79
Eagle Global Advisors
Texas
$638K 78,628 +2,500 +3%
PI
80
PineBridge Investments
New York
$608K 74,829 +964 +1%
NPC
81
National Planning Corporation
California
$601K 74,255 +16,500 +29%
SI
82
SII Investments
Wisconsin
$589K 72,498 +11,624 +19%
AOWM
83
Alpha Omega Wealth Management
Virginia
$577K 71,040 -135 -0.2%
DC
84
Davenport & Co
Virginia
$572K 70,400 -11,400 -14%
CA
85
Cetera Advisors
Colorado
$541K 66,790 – –
SB
86
Suntrust Banks
Georgia
$523K 64,400 -400 -0.6%
GWM
87
Geneos Wealth Management
Colorado
$488K 60,159 -1,753 -3%
ACS
88
Archford Capital Strategies
Illinois
$478K 58,830 +50,542 +610%
IH
89
IFC Holdings
Florida
$467K 57,994 -22,956 -28%
OC
90
Oppenheimer & Co
New York
$466K 57,401 -1,936 -3%
AG
91
Aperio Group
California
$465K 57,248 +1,285 +2%
DADC
92
D.A. Davidson & Co
Montana
$462K 57,013 +753 +1%
CIAS
93
Capital Investment Advisory Services
North Carolina
$458K 56,392 +43,000 +321%
ANRIA
94
American National Registered Investment Advisor
Texas
$444K 54,700 – –
CAN
95
Cetera Advisor Networks
California
$442K 55,108 +3,823 +7%
Pacer Advisors
96
Pacer Advisors
Pennsylvania
$438K 53,897 +5,761 +12%
GAM
97
Gotham Asset Management
New York
$410K 50,551 -2,638 -5%
SWP
98
Stratos Wealth Partners
Ohio
$388K 47,841 +25,015 +110%
MNBTD
99
Moody National Bank Trust Division
Texas
$386K 47,600 – –
AIA
100
Avalon Investment & Advisory
Texas
$383K 47,211 +47,211 New
2 3
4
5 6