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Prospect Capital

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 63

0.59% less ownership

Funds ownership: 15.9%15.31% (-0.59%)

2% less funds holding

Funds holding: 218213 (-5)

11% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 28

13% less capital invested

Capital invested by funds: $517M → $448M (-$69.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

90% less call options, than puts

Call options by funds: $5.03M | Put options by funds: $52.3M

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.31%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
WS
76
Wedbush Securities
California
$733K +$36.5K +4,259 +5%
SCA
77
Sage Capital Advisors
South Dakota
$682K +$720K +83,947 New
JIR
78
James Investment Research
Ohio
$639K -$1.74M -202,339 -72%
EGA
79
Eagle Global Advisors
Texas
$638K +$21.4K +2,500 +3%
PI
80
PineBridge Investments
New York
$608K +$8.27K +964 +1%
NPC
81
National Planning Corporation
California
$601K +$142K +16,500 +29%
SI
82
SII Investments
Wisconsin
$589K +$99.7K +11,624 +19%
AOWM
83
Alpha Omega Wealth Management
Virginia
$577K -$1.16K -135 -0.2%
DC
84
Davenport & Co
Virginia
$572K -$97.8K -11,400 -14%
CA
85
Cetera Advisors
Colorado
$541K
SB
86
Suntrust Banks
Georgia
$523K -$3.43K -400 -0.6%
GWM
87
Geneos Wealth Management
Colorado
$488K -$15K -1,753 -3%
ACS
88
Archford Capital Strategies
Illinois
$478K +$433K +50,542 +610%
IH
89
IFC Holdings
Florida
$467K -$197K -22,956 -28%
OC
90
Oppenheimer & Co
New York
$466K -$16.6K -1,936 -3%
AG
91
Aperio Group
California
$465K +$11K +1,285 +2%
DADC
92
D.A. Davidson & Co
Montana
$462K +$6.46K +753 +1%
CIAS
93
Capital Investment Advisory Services
North Carolina
$458K +$369K +43,000 +321%
ANRIA
94
American National Registered Investment Advisor
Texas
$444K
CAN
95
Cetera Advisor Networks
California
$442K +$32.8K +3,823 +7%
Pacer Advisors
96
Pacer Advisors
Pennsylvania
$438K +$49.4K +5,761 +12%
GAM
97
Gotham Asset Management
New York
$410K -$22.6K -2,638 -5%
SWP
98
Stratos Wealth Partners
Ohio
$388K +$215K +25,015 +110%
MNBTD
99
Moody National Bank Trust Division
Texas
$386K
AIA
100
Avalon Investment & Advisory
Texas
$383K +$405K +47,211 New

PSEC Hedge Fund Activity: Q2 2017 in Review

213 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2017, worth a combined $448M — down 13% from $517M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 25 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 80 added.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $8.13M. The largest seller was Muzinich & Co, cutting an estimated $14.5M.

  • 213 institutional investors held Prospect Capital (PSEC) as of Q2 2017, down from 218 in Q1 2017.
  • Funds reported $448M of Prospect Capital stock for Q2 2017, down 13% quarter-over-quarter.
  • 25 funds opened new Prospect Capital positions in Q2 2017 and 28 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q2 2017 was Arrowstreet Capital, an estimated $8.13M added.
  • The largest Prospect Capital seller in Q2 2017 was Muzinich & Co, an estimated $14.5M sold.

Based on aggregated 13F filings for Q2 2017.