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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $409M invested in Prospect Capital in 2015 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 35 closing their positions.

Holders
204
Holders Change
-18
Holders Change %
-8.11%
% of All Funds
5.5%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
21
Increased
80
Reduced
66
Closed
35
Calls
$1.75M
Puts
$10M
Net Calls
-$8.25M
Net Calls Change
-$2.9M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$31.2M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$10.6M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$9.13M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$7.12M
5
Morgan Stanley
5
Morgan Stanley
New York
$21M

Top Sellers

1
MSE
1
MUFG Securities EMEA
United Kingdom
$0
2
UBS Group
2
UBS Group
Switzerland
$50.7M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
SC
4
Selz Capital
New York
$442K
5
TFMS
5
Trust & Fiduciary Management Services
Massachusetts
$4.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
76
Stifel Financial
Missouri
$715K +$17.7K +2,394 +3%
BB
77
Bell Bank
North Dakota
$707K +$14.2K +1,932 +2%
PGH
78
Partners Group Holding
Switzerland
$702K +$229K +31,000 +48%
HFS
79
HL Financial Services
Kentucky
$698K +$130K +17,622 +23%
ANI
80
American National Insurance
Texas
$691K – – –
Tudor Investment Corp
81
Tudor Investment Corp
Connecticut
$655K +$456K +61,850 +229%
TFCM
82
Taylor Frigon Capital Management
Arizona
$620K -$115K -15,540 -16%
WA
83
WFG Advisors
Texas
$536K +$96.3K +13,072 +22%
RJA
84
Raymond James & Associates
Florida
$535K +$22.6K +3,062 +4%
AG
85
Aperio Group
California
$532K +$208K +28,259 +64%
RJFSA
86
Raymond James Financial Services Advisors
Florida
$517K +$517K +70,113 New
PCC
87
Park Circle Company
Maryland
$516K – – –
SJIC
88
St. James Investment Company
Texas
$500K +$22.5K +3,050 +5%
BCM
89
Beck Capital Management
Texas
$491K +$197K +26,700 +67%
HAG
90
HighPoint Advisor Group
Illinois
$488K +$2.88K +390 +0.6%
SB
91
Suntrust Banks
Georgia
$474K – – –
EGA
92
Eagle Global Advisors
Texas
$451K +$451K +61,180 New
JPMorgan Chase & Co
93
JPMorgan Chase & Co
New York
$451K +$451K +61,199 New
SC
94
Selz Capital
New York
$442K -$6.98M -947,000 -94%
BCM
95
Buckhead Capital Management
Georgia
$442K – – –
CAN
96
Cetera Advisor Networks
California
$428K – – –
OC
97
Oppenheimer & Co
New York
$422K +$50.9K +6,900 +14%
PNC Financial Services Group
98
PNC Financial Services Group
Pennsylvania
$417K +$309K +42,000 +288%
PI
99
PineBridge Investments
New York
$410K +$149K +20,190 +57%
Allianz Asset Management
100
Allianz Asset Management
Germany
$407K +$407K +55,022 New
2 3
4
5 6