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Prospect Capital

239 hedge funds and large institutions have $194M invested in Prospect Capital in 2024 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 84 increasing their positions, 63 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 31

33% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 63

6% more funds holding

Funds holding: 226239 (+13)

1.39% more ownership

Funds ownership: 8.9%10.29% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $201M → $194M (-$7.66M)

78% less call options, than puts

Call options by funds: $6.34M | Put options by funds: $28.5M

Holders
239
Holders Change
+13
Holders Change %
+5.75%
% of All Funds
3.15%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
48
Increased
84
Reduced
63
Closed
31
Calls
$6.34M
Puts
$28.5M
Net Calls
-$22.2M
Net Calls Change
-$6.91M
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$731K +$4.33K +903 +0.5%
Bank of America
52
Bank of America
North Carolina
$728K +$525K +109,582 +185%
Wells Fargo
53
Wells Fargo
California
$722K -$339K -70,733 -30%
CSS
54
Cubist Systematic Strategies
Connecticut
$693K +$771K +160,882 New
AGM
55
Alpine Global Management
New York
$692K +$770K +160,600 New
KA
56
Kovack Advisors
Florida
$625K +$13.1K +2,732 +2%
SCA
57
SMH Capital Advisors
Texas
$623K -$4.57K -953 -0.7%
Squarepoint
58
Squarepoint
New York
$592K +$164K +34,303 +33%
D.E. Shaw & Co
59
D.E. Shaw & Co
New York
$587K +$653K +136,238 New
US Bancorp
60
US Bancorp
Minnesota
$560K -$240K -50,000 -28%
AIMCA
61
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$538K
DA
62
Denali Advisors
California
$475K -$993K -207,098 -65%
CP
63
CenterBook Partners
Connecticut
$442K +$492K +102,651 New
CCA
64
Catalyst Capital Advisors
New York
$410K
RW
65
Ridgeline Wealth
Arizona
$407K +$452K +94,334 New
WHG
66
Westwood Holdings Group
Texas
$402K
II
67
Inspire Investing
Idaho
$402K +$78.2K +16,314 +21%
SWM
68
Spire Wealth Management
Virginia
$397K +$321K +66,911 +265%
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$392K +$66.8K +13,922 +18%
GT
70
Glenview Trust
Kentucky
$391K +$435K +90,719 New
GC
71
Guggenheim Capital
Illinois
$383K +$32.3K +6,734 +8%
Lido Advisors
72
Lido Advisors
California
$335K +$7.09K +1,479 +2%
GSIAS
73
Garden State Investment Advisory Services
New Jersey
$334K -$54.4K -11,338 -13%
PFS
74
Prospera Financial Services
Texas
$327K
SGI
75
Summit Global Investments
Utah
$323K

PSEC Hedge Fund Activity: Q4 2024 in Review

239 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2024, worth a combined $194M — down 3.8% from $201M a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new PSEC positions and 31 closed out — a net gain of 17 holders — while 84 added to existing stakes and 63 trimmed.

The largest buyer was Balyasny Asset Management, adding an estimated $11.7M. The largest seller was Invesco, exiting entirely with an estimated $14.6M sold.

  • 239 institutional investors held Prospect Capital (PSEC) as of Q4 2024, up from 226 in Q3 2024.
  • Funds reported $194M of Prospect Capital stock for Q4 2024, down 3.8% quarter-over-quarter.
  • 48 funds opened new Prospect Capital positions in Q4 2024 and 31 closed out, a net change of +17 holders.
  • The largest Prospect Capital buyer in Q4 2024 was Balyasny Asset Management, an estimated $11.7M added.
  • The largest Prospect Capital seller in Q4 2024 was Invesco, an estimated $14.6M sold.

Based on aggregated 13F filings for Q4 2024.