We are live on ! Find out more
PSEC icon

Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
51
Goldman Sachs
New York
$465K +$237K +44,756 +106%
TSS
52
Two Sigma Securities
New York
$461K +$457K +86,164 New
LWMM
53
Legacy Wealth Management (Mississippi)
Mississippi
$451K +$447K +84,316 New
GC
54
Guggenheim Capital
Illinois
$439K +$53.8K +10,134 +14%
PTC
55
Philadelphia Trust Company
Pennsylvania
$420K -$15.4K -2,900 -4%
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$412K -$73.4K -13,832 -15%
II
57
Inspire Investing
Idaho
$411K +$70.8K +13,335 +21%
PFS
58
Prospera Financial Services
Texas
$406K
Lido Advisors
59
Lido Advisors
California
$404K +$252K +47,545 +170%
SGI
60
Summit Global Investments
Utah
$401K
Ameriprise
61
Ameriprise
Minnesota
$400K -$37.4K -7,046 -9%
SPC
62
Sigma Planning Corp
Michigan
$377K -$32.7K -6,163 -8%
KCM
63
Kathmere Capital Management
Pennsylvania
$372K
JP Morgan Chase
64
JP Morgan Chase
New York
$368K -$116K -21,945 -24%
KAS
65
Kestra Advisory Services
Texas
$366K -$167K -31,560 -32%
ECM
66
EMC Capital Management
Texas
$366K -$57.1K -10,762 -52%
RJFSA
67
Raymond James Financial Services Advisors
Florida
$366K -$6.37K -1,201 -2%
TFA
68
Teamwork Financial Advisors
Texas
$340K +$49.8K +9,380 +17%
Bank of America
69
Bank of America
North Carolina
$317K -$11.6K -2,185 -4%
ProShare Advisors
70
ProShare Advisors
Maryland
$316K +$52.4K +9,873 +20%
William Blair & Company
71
William Blair & Company
Illinois
$292K
SWP
72
Stratos Wealth Partners
Ohio
$290K +$166K +31,361 +138%
MSAM
73
Moloney Securities Asset Management
Missouri
$281K -$59.9K -11,296 -18%
TWM
74
Thrive Wealth Management
Pennsylvania
$280K +$822 +155 +0.3%
BC
75
Barrett & Company
Rhode Island
$272K +$34.1K +6,425 +14%

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.