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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
IFG
51
Independent Financial Group
California
$460K +$314K +57,169 +219%
RAM
52
Readystate Asset Management
Illinois
$458K +$455K +82,898 New
Ameriprise
53
Ameriprise
Minnesota
$452K +$61.7K +11,243 +16%
PTC
54
Philadelphia Trust Company
Pennsylvania
$450K -$27.5K -5,000 -6%
Susquehanna International Group
55
Susquehanna International Group
Pennsylvania
$441K +$378K +68,846 +632%
SPC
56
Sigma Planning Corp
Michigan
$424K +$5.51K +1,004 +1%
PFS
57
Prospera Financial Services
Texas
$420K +$46.4K +8,442 +13%
SGI
58
Summit Global Investments
Utah
$415K
GC
59
Guggenheim Capital
Illinois
$398K +$23.2K +4,233 +6%
RJFSA
60
Raymond James Financial Services Advisors
Florida
$385K -$2.28K -415 -0.6%
KCM
61
Kathmere Capital Management
Pennsylvania
$384K +$63.1K +11,495 +20%
BNP Paribas Financial Markets
62
BNP Paribas Financial Markets
France
$378K +$136K +24,713 +57%
MSAM
63
Moloney Securities Asset Management
Missouri
$353K +$15.8K +2,875 +5%
II
64
Inspire Investing
Idaho
$351K -$8.21K -1,495 -2%
AAS
65
Avantax Advisory Services
Texas
$349K +$225 +41 +0.1%
Mariner
66
Mariner
Kansas
$345K -$172K -31,337 -33%
Bank of America
67
Bank of America
North Carolina
$340K -$128K -23,389 -28%
Two Sigma Investments
68
Two Sigma Investments
New York
$340K -$61.1K -11,117 -15%
VF
69
Virtu Financial
New York
$327K +$103K +18,742 +46%
SWM
70
Spire Wealth Management
Virginia
$323K +$217K +39,455 +207%
CC
71
Centiva Capital
New York
$302K +$300K +54,604 New
William Blair & Company
72
William Blair & Company
Illinois
$302K +$2.22K +405 +0.7%
TFA
73
Teamwork Financial Advisors
Texas
$299K -$10.2K -1,853 -3%
TWM
74
Thrive Wealth Management
Pennsylvania
$289K +$791 +144 +0.3%
LPAM
75
Lodestar Private Asset Management
California
$277K

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.