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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
51
Stifel Financial
Missouri
$685K +$8.61K +1,495 +1%
AWM
52
AE Wealth Management
Kansas
$678K +$47.6K +8,259 +8%
VEA
53
Virtus ETF Advisers
New York
$625K -$157K -27,352 -21%
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$621K -$50K -8,683 -8%
SCA
55
SMH Capital Advisors
Texas
$607K +$3.46K +601 +0.6%
Mariner
56
Mariner
Kansas
$602K -$143K -24,881 -20%
FC
57
Forte Capital
New York
$564K +$542K +94,158 New
WHG
58
Westwood Holdings Group
Texas
$559K
GSIAS
59
Garden State Investment Advisory Services
New Jersey
$543K +$30.3K +5,257 +6%
WG
60
Winton Group
United Kingdom
$531K +$159K +27,681 +45%
PTC
61
Philadelphia Trust Company
Pennsylvania
$517K -$605K -105,000 -55%
Bank of New York Mellon
62
Bank of New York Mellon
New York
$512K +$41.8K +7,256 +9%
TCM
63
Triumph Capital Management
Colorado
$494K +$29.5K +5,118 +7%
PFS
64
Prospera Financial Services
Texas
$473K +$213 +37 +0%
CA
65
Cetera Advisors
Colorado
$465K -$29.9K -5,192 -6%
RJFSA
66
Raymond James Financial Services Advisors
Florida
$459K -$116K -20,219 -21%
SGI
67
Summit Global Investments
Utah
$449K
KAS
68
Kestra Advisory Services
Texas
$422K +$206K +35,744 +103%
Ameriprise
69
Ameriprise
Minnesota
$421K -$6.4K -1,111 -2%
VF
70
Virtu Financial
New York
$413K +$397K +68,929 New
HF
71
HRT Financial
New York
$404K +$84K +14,586 +28%
Tudor Investment Corp
72
Tudor Investment Corp
Connecticut
$392K +$377K +65,405 New
GC
73
Guggenheim Capital
Illinois
$389K +$18.2K +3,164 +5%
II
74
Inspire Investing
Idaho
$384K +$76.4K +13,262 +26%
Goldman Sachs
75
Goldman Sachs
New York
$378K +$45.9K +7,976 +14%

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.