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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
1
Invesco
Georgia
$10.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.3M
3
VanEck Associates
3
VanEck Associates
New York
$36.9M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
1
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
2
Northern Trust
Illinois
$941K
3
Group One Trading
3
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
4
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
51
Stifel Financial
Missouri
$685K +$8.96K +1,495 +1%
AWM
52
AE Wealth Management
Kansas
$678K +$51.1K +8,259 +8%
VEA
53
Virtus ETF Advisers
New York
$625K -$164K -27,352 -21%
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$621K -$52K -8,683 -8%
SCA
55
SMH Capital Advisors
Texas
$607K +$3.6K +601 +0.6%
Mariner
56
Mariner
Kansas
$602K -$149K -24,881 -20%
FC
57
Forte Capital
New York
$564K +$564K +94,158 New
WHG
58
Westwood Holdings Group
Texas
$559K – – –
GSIAS
59
Garden State Investment Advisory Services
New Jersey
$543K +$31.5K +5,257 +6%
WG
60
Winton Group
United Kingdom
$531K +$166K +27,681 +45%
PTC
61
Philadelphia Trust Company
Pennsylvania
$517K -$629K -105,000 -55%
Bank of New York Mellon
62
Bank of New York Mellon
New York
$512K +$43.5K +7,256 +9%
TCM
63
Triumph Capital Management
Colorado
$494K +$30.7K +5,118 +7%
PFS
64
Prospera Financial Services
Texas
$473K +$222 +37 +0%
CA
65
Cetera Advisors
Colorado
$465K -$31.1K -5,192 -6%
RJFSA
66
Raymond James Financial Services Advisors
Florida
$459K -$121K -20,219 -21%
SGI
67
Summit Global Investments
Utah
$449K – – –
KAS
68
Kestra Advisory Services
Texas
$422K +$214K +35,744 +103%
Ameriprise
69
Ameriprise
Minnesota
$421K -$6.66K -1,111 -2%
VF
70
Virtu Financial
New York
$413K +$413K +68,929 New
HF
71
HRT Financial
New York
$404K +$87.3K +14,586 +28%
Tudor Investment Corp
72
Tudor Investment Corp
Connecticut
$392K +$392K +65,405 New
GC
73
Guggenheim Capital
Illinois
$389K +$19K +3,164 +5%
II
74
Inspire Investing
Idaho
$384K +$79.4K +13,262 +26%
Goldman Sachs
75
Goldman Sachs
New York
$378K +$47.8K +7,976 +14%
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