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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $226M invested in Prospect Capital in 2023 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 93 increasing their positions, 54 reducing their positions, and 37 closing their positions.

Holders
232
Holders Change
-16
Holders Change %
-6.45%
% of All Funds
3.66%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
22
Increased
93
Reduced
54
Closed
37
Calls
$8.72M
Puts
$24.8M
Net Calls
-$16.1M
Net Calls Change
-$14.9M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$28M
2
PWS
2
Paragon Wealth Strategies
Florida
$3.65M
3
Qube Research & Technologies (QRT)
3
Qube Research & Technologies (QRT)
United Kingdom
$2.25M
4
CSS
4
Cubist Systematic Strategies
Connecticut
$1.97M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$18.3M

Top Sellers

1
SAMU
1
SONA Asset Management (US)
New York
$0
2
NAM
2
Nissay Asset Management
Japan
$0
3
BlackRock
3
BlackRock
New York
$10.1M
4
LPL Financial
4
LPL Financial
California
$5.33M
5
AAM
5
Advisors Asset Management
Colorado
$3.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
51
Stifel Financial
Missouri
$581K +$46K +7,425 +9%
RJFSA
52
Raymond James Financial Services Advisors
Florida
$578K +$9.85K +1,588 +2%
WHG
53
Westwood Holdings Group
Texas
$578K – – –
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$542K -$4.48K -724 -0.8%
SPC
55
Sigma Planning Corp
Michigan
$532K -$151K -24,304 -22%
GSIAS
56
Garden State Investment Advisory Services
New Jersey
$501K +$71.9K +11,590 +17%
Ameriprise
57
Ameriprise
Minnesota
$489K -$81.4K -13,131 -14%
PFS
58
Prospera Financial Services
Texas
$489K -$12.2K -1,968 -2%
SBIA
59
Sheaff Brock Investment Advisors
Indiana
$488K – – –
Mackenzie Financial
60
Mackenzie Financial
Ontario, Canada
$486K -$143K -22,941 -23%
Jane Street
61
Jane Street
New York
$473K +$289K +46,561 +156%
SGI
62
Summit Global Investments
Utah
$465K – – –
TCM
63
Triumph Capital Management
Colorado
$464K +$464K +74,853 New
VF
64
Virtu Financial
New York
$455K +$355K +57,224 +355%
JPMorgan Chase & Co
65
JPMorgan Chase & Co
New York
$447K +$278K +44,866 +165%
CANY
66
Caxton Associates (New York)
New York
$424K -$192K -30,953 -31%
HF
67
HRT Financial
New York
$416K +$416K +67,200 New
BC
68
Barrett & Company
Rhode Island
$413K -$10.6K -1,710 -3%
Bank of New York Mellon
69
Bank of New York Mellon
New York
$412K +$160K +25,726 +63%
GC
70
Guggenheim Capital
Illinois
$368K +$32.3K +5,203 +10%
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
$363K +$48.9K +7,788 +16%
VEA
72
Virtus ETF Advisers
New York
$355K +$31.9K +5,139 +10%
Creative Planning
73
Creative Planning
Kansas
$350K +$86.5K +13,952 +33%
RBFC
74
Roman Butler Fullerton & Co
Missouri
$347K +$8.42K +1,285 +2%
MFG
75
MidWestOne Financial Group
Iowa
$341K – – –
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3
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