PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

248 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 60 reducing their positions, and 30 closing their positions.

Holders
248
Holders Change
+4
Holders Change %
+1.64%
% of All Funds
3.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
60
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K

Top Buyers

1
XF
1
XML Financial
Maryland
$9.06M
2
VanEck Associates
2
VanEck Associates
New York
$26M
3
LPL Financial
3
LPL Financial
California
$6.65M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$19M
5
Millennium Management
5
Millennium Management
New York
$558K

Top Sellers

1
BlackRock
1
BlackRock
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$81.4K
3
IAIM
3
International Assets Investment Management
Florida
$1.68M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Skandinaviska Enskilda Banken (SEB)
5
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
51
Raymond James Financial Services Advisors
Florida
$638K 91,712 -62,760 -41%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$615K 88,329 +1,144 +1%
Stifel Financial
53
Stifel Financial
Missouri
$601K 86,335 +8,513 +11%
ACM
54
Acrisure Capital Management
Texas
$584K 83,906 +54,950 +190%
CAN
55
Cetera Advisor Networks
California
$569K 81,748 +30,025 +58%
PFS
56
Prospera Financial Services
Texas
$563K 80,882 +35 +0%
Millennium Management
57
Millennium Management
New York
$558K 80,198 +80,198 New
SBIA
58
Sheaff Brock Investment Advisors
Indiana
$548K 78,738 +25 +0%
SGI
59
Summit Global Investments
Utah
$522K 75,022 +22 +0%
GSIAS
60
Garden State Investment Advisory Services
New Jersey
$482K 69,203 +4,229 +7%
BC
61
Barrett & Company
Rhode Island
$476K 68,334 +230 +0.3%
CF
62
Centaurus Financial
California
$440K 63,286 -800 -1%
William Blair & Company
63
William Blair & Company
Illinois
$392K 56,300 +2,000 +4%
EGA
64
Eagle Global Advisors
Texas
$390K 55,970 -20,380 -27%
KAS
65
Kestra Advisory Services
Texas
$389K 55,943 -13,759 -20%
WMS
66
Wealth Management Solutions
Pennsylvania
$385K 55,329 +1,403 +3%
MFG
67
MidWestOne Financial Group
Iowa
$383K 55,000 +55,000 New
GC
68
Guggenheim Capital
Illinois
$377K 54,101 +5,861 +12%
VEA
69
Virtus ETF Advisers
New York
$363K 52,084 +4,736 +10%
TWM
70
Thrive Wealth Management
Pennsylvania
$359K 51,638 +95 +0.2%
BCP
71
Berkeley Capital Partners
Georgia
$350K 50,243 – –
TFA
72
Teamwork Financial Advisors
Texas
$349K 50,145 -1,579 -3%
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$349K 50,000 – –
N
74
Natixis
France
$348K 50,021 +845 +2%
LPAM
75
Lodestar Private Asset Management
California
$348K 50,000 – –
1 2
3
4 5