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Prospect Capital

246 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 55 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 21

67% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 55

37% more capital invested

Capital invested by funds: $174M → $239M (+$64.6M)

7% more funds holding

Funds holding: 229246 (+17)

0.67% more ownership

Funds ownership: 7.13%7.8% (+0.67%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

15% less call options, than puts

Call options by funds: $10.5M | Put options by funds: $12.5M

Holders
246
Holders Change
+17
Holders Change %
+7.42%
% of All Funds
3.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
44
Increased
92
Reduced
55
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
51
Bank of America
North Carolina
$762K +$311K +43,251 +66%
SPC
52
Sigma Planning Corp
Michigan
$756K +$19.9K +2,768 +3%
SCA
53
SMH Capital Advisors
Texas
$702K -$105K -14,668 -13%
WHG
54
Westwood Holdings Group
Texas
$654K
KA
55
Kovack Advisors
Florida
$633K +$180K +24,989 +38%
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$609K +$9.48K +1,318 +2%
GA
57
GraniteShares Advisors
New York
$605K -$43.7K -6,079 -7%
CANY
58
Caxton Associates (New York)
New York
$592K +$609K +84,709 New
PFS
59
Prospera Financial Services
Texas
$565K +$581K +80,847 New
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$550K +$40.3K +5,611 +8%
Stifel Financial
61
Stifel Financial
Missouri
$544K +$209K +29,044 +60%
EGA
62
Eagle Global Advisors
Texas
$534K -$719 -100 -0.1%
SGI
63
Summit Global Investments
Utah
$524K
Mackenzie Financial
64
Mackenzie Financial
Ontario, Canada
$503K -$8.61K -1,197 -2%
KAS
65
Kestra Advisory Services
Texas
$487K +$15.2K +2,116 +3%
BC
66
Barrett & Company
Rhode Island
$476K
GSIAS
67
Garden State Investment Advisory Services
New Jersey
$454K +$467K +64,974 New
CF
68
Centaurus Financial
California
$448K -$14.4K -2,000 -3%
RBFC
69
Roman Butler Fullerton & Co
Missouri
$384K -$8.73K -1,214 -2%
William Blair & Company
70
William Blair & Company
Illinois
$380K
WMS
71
Wealth Management Solutions
Pennsylvania
$377K +$10K +1,397 +3%
JP Morgan Chase
72
JP Morgan Chase
New York
$373K +$155K +21,535 +68%
TFA
73
Teamwork Financial Advisors
Texas
$362K +$22.9K +3,191 +7%
CAN
74
Cetera Advisor Networks
California
$362K +$11.5K +1,600 +3%
TWM
75
Thrive Wealth Management
Pennsylvania
$360K +$676 +94 +0.2%

PSEC Hedge Fund Activity: Q4 2022 in Review

246 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2022, worth a combined $239M — up 37% from $174M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new PSEC positions and 21 closed out — a net gain of 23 holders — while 92 added to existing stakes and 55 trimmed.

The largest buyer was XML Financial, adding an estimated $4.19M. The largest seller was Two Sigma Advisers, cutting an estimated $4.15M.

  • 246 institutional investors held Prospect Capital (PSEC) as of Q4 2022, up from 229 in Q3 2022.
  • Funds reported $239M of Prospect Capital stock for Q4 2022, up 37% quarter-over-quarter.
  • 44 funds opened new Prospect Capital positions in Q4 2022 and 21 closed out, a net change of +23 holders.
  • The largest Prospect Capital buyer in Q4 2022 was XML Financial, an estimated $4.19M added.
  • The largest Prospect Capital seller in Q4 2022 was Two Sigma Advisers, an estimated $4.15M sold.

Based on aggregated 13F filings for Q4 2022.