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Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
1
XML Financial
Maryland
$6.53M
2
IAIM
2
International Assets Investment Management
Florida
$2.91M
3
VanEck Associates
3
VanEck Associates
New York
$23.7M
4
SAMU
4
SONA Asset Management (US)
New York
$1.12M
5
Mariner
5
Mariner
Kansas
$995K

Top Sellers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$2.76M
2
Qube Research & Technologies (QRT)
2
Qube Research & Technologies (QRT)
United Kingdom
$203K
3
CCA
3
Catalyst Capital Advisors
New York
$0
4
AAM
4
Advisors Asset Management
Colorado
$4.48M
5
US Bancorp
5
US Bancorp
Minnesota
$2.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
51
Bank of America
North Carolina
$762K +$302K +43,251 +66%
SPC
52
Sigma Planning Corp
Michigan
$756K +$19.3K +2,768 +3%
SCA
53
SMH Capital Advisors
Texas
$702K -$103K -14,668 -13%
WHG
54
Westwood Holdings Group
Texas
$654K – – –
KA
55
Kovack Advisors
Florida
$633K +$175K +24,989 +38%
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$609K +$9.21K +1,318 +2%
GA
57
GraniteShares Advisors
New York
$605K -$42.5K -6,079 -7%
CANY
58
Caxton Associates (New York)
New York
$592K +$592K +84,709 New
PFS
59
Prospera Financial Services
Texas
$565K +$565K +80,847 New
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$550K +$39.2K +5,611 +8%
Stifel Financial
61
Stifel Financial
Missouri
$544K +$203K +29,044 +60%
EGA
62
Eagle Global Advisors
Texas
$534K -$699 -100 -0.1%
SGI
63
Summit Global Investments
Utah
$524K – – –
Mackenzie Financial
64
Mackenzie Financial
Ontario, Canada
$503K -$8.37K -1,197 -2%
KAS
65
Kestra Advisory Services
Texas
$487K +$14.8K +2,116 +3%
BC
66
Barrett & Company
Rhode Island
$476K – – –
GSIAS
67
Garden State Investment Advisory Services
New Jersey
$454K +$454K +64,974 New
CF
68
Centaurus Financial
California
$448K -$14K -2,000 -3%
RBFC
69
Roman Butler Fullerton & Co
Missouri
$384K -$9.01K -1,214 -2%
William Blair & Company
70
William Blair & Company
Illinois
$380K – – –
WMS
71
Wealth Management Solutions
Pennsylvania
$377K +$9.77K +1,397 +3%
JPMorgan Chase & Co
72
JPMorgan Chase & Co
New York
$373K +$150K +21,535 +68%
TFA
73
Teamwork Financial Advisors
Texas
$362K +$22.3K +3,191 +7%
CAN
74
Cetera Advisor Networks
California
$362K +$11.2K +1,600 +3%
TWM
75
Thrive Wealth Management
Pennsylvania
$360K +$657 +94 +0.2%
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