PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $260M invested in Prospect Capital in 2019 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 65 increasing their positions, 70 reducing their positions, and 40 closing their positions.

Holders
221
Holders Change
-18
Holders Change %
-7.53%
% of All Funds
4.79%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
65
Reduced
70
Closed
40
Calls
$4.21M
Puts
$19M
Net Calls
-$14.8M
Net Calls Change
+$17M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$11.5M
2
KBC Group
2
KBC Group
Belgium
$2.54M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$14.5M
4
PAM
4
PVG Asset Management
Colorado
$2.56M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$11.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$32.5M
2
Millennium Management
2
Millennium Management
New York
$93K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.74M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$219K
5
VanEck Associates
5
VanEck Associates
New York
$13M
Name Holding Trade Value Shares
Change 		Shares
Change %
SB
51
Suntrust Banks
Georgia
$778K – – –
AAM
52
Advisors Asset Management
Colorado
$776K -$665K -101,997 -46%
GAMC
53
Garner Asset Management Corp
Texas
$773K -$5.44K -834 -0.7%
SPC
54
Sigma Planning Corp
Michigan
$769K +$32.2K +4,938 +4%
PI
55
PEAK6 Investments
Illinois
$769K +$769K +118,009 New
Citadel Advisors
56
Citadel Advisors
Florida
$750K +$597K +91,403 +389%
Balyasny Asset Management
57
Balyasny Asset Management
Illinois
$625K +$625K +95,803 New
Canada Life
58
Canada Life
Manitoba, Canada
$623K +$29.9K +4,593 +5%
GH
59
GAM Holding
Switzerland
$582K -$631K -96,857 -52%
DIM
60
DC Investments Management
Virginia
$574K – – –
TH
61
Timber Hill
Connecticut
$551K +$342K +52,400 +163%
Citigroup
62
Citigroup
New York
$537K +$312K +47,869 +139%
Robeco Institutional Asset Management
63
Robeco Institutional Asset Management
Netherlands
$522K – – –
WS
64
Wedbush Securities
California
$490K -$232K -35,553 -32%
AOWM
65
Alpha Omega Wealth Management
Virginia
$476K +$9.92K +1,523 +2%
RA
66
Rational Advisors
New York
$475K +$475K +72,840 New
Creative Planning
67
Creative Planning
Kansas
$473K -$11.6K -1,779 -2%
AW
68
Alpha Windward
Massachusetts
$473K +$14.9K +2,280 +3%
CIBC World Market
69
CIBC World Market
Ontario, Canada
$460K -$36.5K -5,601 -7%
CA
70
Cetera Advisors
Colorado
$443K – – –
Bank of America
71
Bank of America
North Carolina
$441K -$172K -26,314 -28%
Ameriprise
72
Ameriprise
Minnesota
$435K -$186K -28,560 -30%
ASN
73
Advisory Services Network
Georgia
$434K +$342K +52,428 +370%
EGA
74
Eagle Global Advisors
Texas
$421K +$225K +34,470 +114%
VF
75
Virtu Financial
New York
$420K +$420K +64,355 New
1 2
3
4 5