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Prospect Capital
PSEC

Overview Fund Activity

241 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
241
Holders Change
+9
Holders Change %
+3.88%
% of All Funds
3.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

1
Invesco
1
Invesco
Georgia
$10.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.3M
3
VanEck Associates
3
VanEck Associates
New York
$36.9M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.24M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$3.9M

Top Sellers

1
PWS
1
Paragon Wealth Strategies
Florida
$0
2
Northern Trust
2
Northern Trust
Illinois
$941K
3
Group One Trading
3
Group One Trading
Illinois
$773K
4
Qube Research & Technologies (QRT)
4
Qube Research & Technologies (QRT)
United Kingdom
$1.09M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
IAIM
26
International Assets Investment Management
Florida
$1.51M -$106K -17,779 -7%
BAMF
27
BI Asset Management Fondsmaeglerselskab
Denmark
$1.48M +$46.6K +7,773 +3%
CANY
28
Caxton Associates (New York)
New York
$1.41M – – –
KPWS
29
Kestra Private Wealth Services
Texas
$1.39M -$52K -8,679 -4%
GAMC
30
Garner Asset Management Corp
Texas
$1.37M -$94.2K -10,473 -6%
Truist Financial
31
Truist Financial
North Carolina
$1.16M +$12K +2,000 +1%
TA
32
Tactive Advisors
Florida
$1.1M +$604K +100,876 +121%
Qube Research & Technologies (QRT)
33
Qube Research & Technologies (QRT)
United Kingdom
$1.09M -$1.69M -282,580 -61%
Wells Fargo
34
Wells Fargo
California
$1.09M +$188K +31,329 +21%
CAN
35
Cetera Advisor Networks
California
$1.05M -$87.9K -14,672 -8%
BFM
36
Boothbay Fund Management
New York
$1.05M +$1.05M +175,000 New
KBC Group
37
KBC Group
Belgium
$1.04M +$9.04K +1,509 +0.9%
EAM
38
Eschler Asset Management
United Kingdom
$1.02M +$1.02M +175,000 New
PVM
39
Palogic Value Management
Texas
$984K -$54.9K -9,171 -5%
Northern Trust
40
Northern Trust
Illinois
$941K -$2.53M -422,632 -73%
QC
41
Quadrature Capital
United Kingdom
$888K +$888K +148,229 New
KA
42
Kovack Advisors
Florida
$868K +$104K +17,349 +14%
Jane Street
43
Jane Street
New York
$821K +$440K +73,529 +116%
Bank of America
44
Bank of America
North Carolina
$789K +$353K +58,983 +81%
Group One Trading
45
Group One Trading
Illinois
$773K -$1.74M -290,803 -69%
AWS
46
Atria Wealth Solutions
New York
$766K +$281K +46,903 +58%
HighTower Advisors
47
HighTower Advisors
Illinois
$757K -$195K -32,532 -20%
AIMCA
48
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$748K – – –
ASN
49
Advisory Services Network
Georgia
$748K +$27.3K +4,558 +4%
D.E. Shaw & Co
50
D.E. Shaw & Co
New York
$745K +$745K +124,437 New
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