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Prospect Capital
PSEC

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234 → 244 (+10)

1.4% more ownership

Funds ownership: 8.24% → 9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$9.68M
2
Morgan Stanley
Morgan Stanley
New York
+$8.85M
3
VanEck Associates
VanEck Associates
New York
+$7.35M
4
Marshall Wace
Marshall Wace
United Kingdom
+$4.08M
5
JP Morgan Chase
JP Morgan Chase
New York
+$3.51M

Top Sellers

Rank Fund Capital Flow
1
PWS
Paragon Wealth Strategies
Florida
-$3.59M
2
Northern Trust
Northern Trust
Illinois
-$2.43M
3
Group One Trading
Group One Trading
Illinois
-$1.67M
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
-$1.63M
5
MC
Muzinich & Co
New York
-$1.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAIM
26
International Assets Investment Management
Florida
$1.51M -$102K -17,779 -7%
BAMF
27
BI Asset Management Fondsmaeglerselskab
Denmark
$1.48M +$44.8K +7,773 +3%
CANY
28
Caxton Associates (New York)
New York
$1.41M – – –
KPWS
29
Kestra Private Wealth Services
Texas
$1.39M -$50K -8,679 -4%
GAMC
30
Garner Asset Management Corp
Texas
$1.37M -$60.3K -10,473 -6%
Truist Financial
31
Truist Financial
North Carolina
$1.16M +$11.5K +2,000 +1%
TA
32
Tactive Advisors
Florida
$1.1M +$581K +100,876 +121%
Qube Research & Technologies (QRT)
33
Qube Research & Technologies (QRT)
United Kingdom
$1.09M -$1.63M -282,580 -61%
Wells Fargo
34
Wells Fargo
California
$1.09M +$180K +31,329 +21%
CAN
35
Cetera Advisor Networks
California
$1.05M -$84.5K -14,672 -8%
BFM
36
Boothbay Fund Management
New York
$1.05M +$1.01M +175,000 New
KBC Group
37
KBC Group
Belgium
$1.04M +$8.69K +1,509 +0.9%
EAM
38
Eschler Asset Management
United Kingdom
$1.02M +$1.01M +175,000 New
PVM
39
Palogic Value Management
Texas
$984K -$52.8K -9,171 -5%
Northern Trust
40
Northern Trust
Illinois
$941K -$2.43M -422,632 -73%
QC
41
Quadrature Capital
United Kingdom
$888K +$854K +148,229 New
KA
42
Kovack Advisors
Florida
$868K +$99.9K +17,349 +14%
Jane Street
43
Jane Street
New York
$821K +$423K +73,529 +116%
Bank of America
44
Bank of America
North Carolina
$789K +$340K +58,983 +81%
Group One Trading
45
Group One Trading
Illinois
$773K -$1.67M -290,803 -69%
AWS
46
Atria Wealth Solutions
New York
$766K +$270K +46,903 +58%
HighTower Advisors
47
HighTower Advisors
Illinois
$757K -$187K -32,532 -20%
AIMCA
48
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$748K – – –
ASN
49
Advisory Services Network
Georgia
$748K +$26.2K +4,558 +4%
D.E. Shaw & Co
50
D.E. Shaw & Co
New York
$745K +$717K +124,437 New
1
2
3 4 5

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.