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Prospect Capital
PSEC

234 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 101 | Existing positions reduced: 47

7% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 27

1% more capital invested

Capital invested by funds: $226M → $227M (+$1.16M)

0.12% more ownership

Funds ownership: 8.11% → 8.24% (+0.12%)

0% more funds holding

Funds holding: 234 → 234 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

70% less call options, than puts

Call options by funds: $10.7M | Put options by funds: $35.6M

Holders
234
Holders Change
–
Holders Change %
0%
% of All Funds
3.71%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
VanEck Associates
New York
+$2.25M
2
Osaic Holdings
Osaic Holdings
Arizona
+$1.25M
3
CANY
Caxton Associates (New York)
New York
+$1.04M
4
Northern Trust
Northern Trust
Illinois
+$1.03M
5
JF
Jump Financial
Illinois
+$915K

Top Sellers

1
BlackRock
BlackRock
New York
-$2.36M
2
CSS
Cubist Systematic Strategies
Connecticut
-$1.97M
3
MC
Muzinich & Co
New York
-$1.66M
4
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
-$1.66M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$925K
Name Holding Trade Value Shares
Change 		Change in
Stake
KPWS
26
Kestra Private Wealth Services
Texas
$1.46M +$70.9K +11,379 +5%
BAMF
27
BI Asset Management Fondsmaeglerselskab
Denmark
$1.45M +$498K +79,874 +50%
IAIM
28
International Assets Investment Management
Florida
$1.44M +$218K +34,910 +15%
CANY
29
Caxton Associates (New York)
New York
$1.43M +$1.04M +167,316 +245%
DnB Asset Management
30
DnB Asset Management
Norway
$1.28M – – –
PTC
31
Philadelphia Trust Company
Pennsylvania
$1.16M – – –
Truist Financial
32
Truist Financial
North Carolina
$1.16M -$14.6K -2,335 -1%
CAN
33
Cetera Advisor Networks
California
$1.15M +$250K +40,040 +27%
PVM
34
Palogic Value Management
Texas
$1.05M +$11.1K +1,787 +1%
KBC Group
35
KBC Group
Belgium
$1.04M -$4.46K -715 -0.4%
GAMC
36
Garner Asset Management Corp
Texas
$986K +$1.25K +200 +0.1%
JF
37
Jump Financial
Illinois
$964K +$915K +146,815 +1,167%
HighTower Advisors
38
HighTower Advisors
Illinois
$961K +$34.8K +5,588 +4%
Wells Fargo
39
Wells Fargo
California
$907K +$221K +35,508 +31%
DFCM
40
Dark Forest Capital Management
Puerto Rico
$897K +$624K +100,056 +208%
VEA
41
Virtus ETF Advisers
New York
$797K +$464K +74,468 +130%
KA
42
Kovack Advisors
Florida
$772K +$18.6K +2,986 +2%
AWA
43
Arkadios Wealth Advisors
Georgia
$770K -$29.4K -4,718 -4%
Mariner
44
Mariner
Kansas
$758K -$303K -48,539 -28%
AIMCA
45
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$756K – – –
ASN
46
Advisory Services Network
Georgia
$728K -$31 -5 -0%
Stifel Financial
47
Stifel Financial
Missouri
$683K +$119K +19,138 +20%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$680K +$154K +24,732 +28%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$672K +$595K +95,444 +613%
AWM
50
AE Wealth Management
Kansas
$613K -$289K -46,370 -31%
1
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PSEC Hedge Fund Activity: Q3 2023 in Review

234 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2023, worth a combined $227M — up 0.51% from $226M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 27 closed out — a net gain of 2 holders — while 101 added to existing stakes and 47 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.25M. The largest seller was BlackRock, cutting an estimated $2.36M.

  • 234 institutional investors held Prospect Capital (PSEC) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $227M of Prospect Capital stock for Q3 2023, up 0.51% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2023 and 27 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.25M added.
  • The largest Prospect Capital seller in Q3 2023 was BlackRock, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2023.