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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $227M invested in Prospect Capital in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 101 increasing their positions, 47 reducing their positions, and 27 closing their positions.

Holders
232
Holders Change
–
Holders Change %
0%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
101
Reduced
47
Closed
27
Calls
$10.7M
Puts
$35.6M
Net Calls
-$25M
Net Calls Change
-$8.91M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$29.6M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.08M
3
CANY
3
Caxton Associates (New York)
New York
$1.43M
4
Northern Trust
4
Northern Trust
Illinois
$3.51M
5
JF
5
Jump Financial
Illinois
$964K

Top Sellers

1
BlackRock
1
BlackRock
New York
$7.52M
2
CSS
2
Cubist Systematic Strategies
Connecticut
$0
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$1.67M
4
MC
4
Muzinich & Co
New York
$1.67M
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$71.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
KPWS
26
Kestra Private Wealth Services
Texas
$1.46M +$68.8K +11,379 +5%
BAMF
27
BI Asset Management Fondsmaeglerselskab
Denmark
$1.45M +$483K +79,874 +50%
IAIM
28
International Assets Investment Management
Florida
$1.44M +$186K +34,910 +15%
CANY
29
Caxton Associates (New York)
New York
$1.43M +$1.01M +167,316 +245%
DnB Asset Management
30
DnB Asset Management
Norway
$1.28M – – –
PTC
31
Philadelphia Trust Company
Pennsylvania
$1.16M – – –
Truist Financial
32
Truist Financial
North Carolina
$1.16M -$14.1K -2,335 -1%
CAN
33
Cetera Advisor Networks
California
$1.15M +$242K +40,040 +27%
PVM
34
Palogic Value Management
Texas
$1.05M +$10.8K +1,787 +1%
KBC Group
35
KBC Group
Belgium
$1.04M -$4.32K -715 -0.4%
GAMC
36
Garner Asset Management Corp
Texas
$986K +$1.21K +200 +0.1%
JF
37
Jump Financial
Illinois
$964K +$888K +146,815 +1,167%
HighTower Advisors
38
HighTower Advisors
Illinois
$961K +$33.8K +5,588 +4%
Wells Fargo
39
Wells Fargo
California
$907K +$215K +35,508 +31%
DFCM
40
Dark Forest Capital Management
Puerto Rico
$897K +$605K +100,056 +208%
VEA
41
Virtus ETF Advisers
New York
$797K +$451K +74,468 +130%
KA
42
Kovack Advisors
Florida
$772K +$18.1K +2,986 +2%
AWA
43
Arkadios Wealth Advisors
Georgia
$770K -$28.5K -4,718 -4%
Mariner
44
Mariner
Kansas
$758K -$294K -48,539 -28%
AIMCA
45
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$756K – – –
ASN
46
Advisory Services Network
Georgia
$728K -$30 -5 -0%
Stifel Financial
47
Stifel Financial
Missouri
$683K +$116K +19,138 +20%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$680K +$150K +24,732 +28%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$672K +$577K +95,444 +613%
AWM
50
AE Wealth Management
Kansas
$613K -$281K -46,370 -31%
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