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Prospect Capital
PSEC

228 hedge funds and large institutions have $205M invested in Prospect Capital in 2022 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 88 increasing their positions, 47 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

206% more call options, than puts

Call options by funds: $8.18M | Put options by funds: $2.67M

87% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 47

61% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 23

6% more funds holding

Funds holding: 216 → 228 (+12)

0.18% more ownership

Funds ownership: 7.36% → 7.54% (+0.18%)

11% less capital invested

Capital invested by funds: $231M → $205M (-$26.1M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
228
Holders Change
+12
Holders Change %
+5.56%
% of All Funds
3.84%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
37
Increased
88
Reduced
47
Closed
23
Calls
$8.18M
Puts
$2.67M
Net Calls
+$5.51M
Net Calls Change
+$96K

Top Buyers

1
BlackRock
BlackRock
New York
+$1.81M
2
Canada Life
Canada Life
Manitoba, Canada
+$1.61M
3
Legal & General Group
Legal & General Group
United Kingdom
+$1.5M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.4M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.29M

Top Sellers

1
VanEck Associates
VanEck Associates
New York
-$3.86M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$874K
3
MIAN
Mariner Independent Advisor Network
Kansas
-$682K
4
PFS
Prospera Financial Services
Texas
-$658K
5
CANY
Caxton Associates (New York)
New York
-$622K
Name Holding Trade Value Shares
Change 		Change in
Stake
MIAN
26
Mariner Independent Advisor Network
Kansas
$1.55M -$682K -88,802 -30%
GAMC
27
Garner Asset Management Corp
Texas
$1.45M +$174K +22,709 +12%
PTC
28
Philadelphia Trust Company
Pennsylvania
$1.34M +$30.7K +4,000 +2%
Truist Financial
29
Truist Financial
North Carolina
$1.32M +$115K +15,029 +9%
Citadel Advisors
30
Citadel Advisors
Florida
$1.27M +$1.4M +182,349 New
NAM
31
Nissay Asset Management
Japan
$1.26M – – –
AWA
32
Arkadios Wealth Advisors
Georgia
$1.2M +$235K +30,652 +22%
DC
33
Davenport & Co
Virginia
$1.17M +$27.7K +3,600 +2%
MFG
34
Merit Financial Group
Georgia
$1.11M +$560K +72,870 +85%
Skandinaviska Enskilda Banken (SEB)
35
Skandinaviska Enskilda Banken (SEB)
Sweden
$968K +$1.06M +138,100 New
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$941K -$240K -31,247 -19%
HighTower Advisors
37
HighTower Advisors
Illinois
$911K +$10.7K +1,388 +1%
Wells Fargo
38
Wells Fargo
California
$911K +$127K +16,527 +15%
Invesco
39
Invesco
Georgia
$893K -$42K -5,471 -4%
AIMCA
40
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$873K – – –
SCA
41
SMH Capital Advisors
Texas
$805K +$8 +1 +0%
Allianz Asset Management
42
Allianz Asset Management
Germany
$804K -$33.9K -4,412 -4%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$790K +$109K +14,202 +14%
ASN
44
Advisory Services Network
Georgia
$778K +$23.7K +3,082 +3%
CCA
45
Catalyst Capital Advisors
New York
$768K – – –
SPC
46
Sigma Planning Corp
Michigan
$739K -$17.6K -2,289 -2%
CF
47
Centaurus Financial
California
$731K +$280K +36,487 +54%
Mackenzie Financial
48
Mackenzie Financial
Ontario, Canada
$691K -$455K -59,233 -37%
SWM
49
Sculati Wealth Management
Michigan
$681K +$247K +32,141 +49%
AWM
50
AE Wealth Management
Kansas
$663K -$109K -14,238 -13%
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PSEC Hedge Fund Activity: Q2 2022 in Review

228 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2022, worth a combined $205M — down 11% from $231M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 23 closed out — a net gain of 14 holders — while 88 added to existing stakes and 47 trimmed.

The largest buyer was BlackRock, adding an estimated $1.81M. The largest seller was VanEck Associates, cutting an estimated $3.86M.

  • 228 institutional investors held Prospect Capital (PSEC) as of Q2 2022, up from 216 in Q1 2022.
  • Funds reported $205M of Prospect Capital stock for Q2 2022, down 11% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2022 and 23 closed out, a net change of +14 holders.
  • The largest Prospect Capital buyer in Q2 2022 was BlackRock, an estimated $1.81M added.
  • The largest Prospect Capital seller in Q2 2022 was VanEck Associates, an estimated $3.86M sold.

Based on aggregated 13F filings for Q2 2022.