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Prospect Capital

244 hedge funds and large institutions have $261M invested in Prospect Capital in 2023 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 98 increasing their positions, 57 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 57

40% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 30

15% more capital invested

Capital invested by funds: $227M → $261M (+$34.2M)

4% more funds holding

Funds holding: 234244 (+10)

1.4% more ownership

Funds ownership: 8.24%9.63% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

75% less call options, than puts

Call options by funds: $14.3M | Put options by funds: $57.4M

Holders
244
Holders Change
+10
Holders Change %
+4.27%
% of All Funds
3.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
42
Increased
98
Reduced
57
Closed
30
Calls
$14.3M
Puts
$57.4M
Net Calls
-$43M
Net Calls Change
-$18.1M
Name Holding Trade Value Shares
Change
Change in
Stake
HT
251
Heritage Trust
Oklahoma
-$149K -24,585 Closed
SFC
252
Strategic Financial Concepts
Texas
-$128K -21,133 Closed
GF
253
Gries Financial
Ohio
-$105K -17,308 Closed
MM
254
MQS Management
New York
-$84.6K -13,984 Closed
SG
255
StoneX Group
New York
-$81.5K -13,455 Closed
TSS
256
Two Sigma Securities
New York
-$78.7K -13,000 Closed
MFG
257
Merit Financial Group
Georgia
-$75.3K -12,453 Closed
PA
258
PFG Advisors
Arizona
-$72.4K -11,960 Closed
Balyasny Asset Management
259
Balyasny Asset Management
Illinois
-$71.7K -11,851 Closed
SA
260
SFI Advisors
New Jersey
-$71.5K -11,820 Closed
FRM
261
Fox Run Management
Connecticut
-$63.7K -10,523 Closed
BP
262
BBR Partners
New York
-$62.8K -10,385 Closed
AA
263
AlphaQ Advisors
Florida
-$61.9K -10,228 Closed
Koshinski Asset Management
264
Koshinski Asset Management
Illinois
-$61.8K -10,210 Closed
FFA
265
Farther Finance Advisors
California
-$24.2K -4,000 Closed
RIA
266
Realta Investment Advisors
Delaware
-$19.8K -3,195 Closed
FHA
267
First Horizon Advisors
Tennessee
-$13.6K -2,250 Closed
Toronto Dominion Bank
268
Toronto Dominion Bank
Ontario, Canada
-$9.07K -1,500 Closed
CCP
269
Carmel Capital Partners
California
-$3.77K -624 Closed
FDCDDQ
270
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$1.81K -300 Closed
Fifth Third Bancorp
271
Fifth Third Bancorp
Ohio
-$672 -111 Closed
BAAM
272
Baker Avenue Asset Management
California
-$448 -74 Closed
SIS
273
Sound Income Strategies
Florida
-$442 -73 Closed

PSEC Hedge Fund Activity: Q4 2023 in Review

244 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2023, worth a combined $261M — up 15% from $227M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new PSEC positions and 30 closed out — a net gain of 12 holders — while 98 added to existing stakes and 57 trimmed.

The largest buyer was Invesco, adding an estimated $9.68M. The largest seller was Paragon Wealth Strategies, exiting entirely with an estimated $3.59M sold.

  • 244 institutional investors held Prospect Capital (PSEC) as of Q4 2023, up from 234 in Q3 2023.
  • Funds reported $261M of Prospect Capital stock for Q4 2023, up 15% quarter-over-quarter.
  • 42 funds opened new Prospect Capital positions in Q4 2023 and 30 closed out, a net change of +12 holders.
  • The largest Prospect Capital buyer in Q4 2023 was Invesco, an estimated $9.68M added.
  • The largest Prospect Capital seller in Q4 2023 was Paragon Wealth Strategies, an estimated $3.59M sold.

Based on aggregated 13F filings for Q4 2023.